SEC Form 4 · accession 0001225208-16-033173
PFIZER INC · PFE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Young
Officer — Group President
Period of report
May 10, 2016
Accepted (ET)
May 11, 2016 · 6:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078003
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 10, 2016 | M | 41,700 | $25.87 | A | 200,399 | D | |
| Common Stock | May 10, 2016 | S | 400 | $33.54 | D | 199,999 | D | |
| Common Stock | May 10, 2016 | S | 500 | $33.57 | D | 199,499 | D | |
| Common Stock | May 10, 2016 | S | 700 | $33.55 | D | 198,799 | D | |
| Common Stock | May 10, 2016 | S | 782 | $33.50 | D | 198,017 | D | |
| Common Stock | May 10, 2016 | S | 1,400 | $33.56 | D | 196,617 | D | |
| Common Stock | May 10, 2016 | S | 1,475 | $33.49 | D | 195,142 | D | |
| Common Stock | May 10, 2016 | S | 4,525 | $33.58 | D | 190,617 | D | |
| Common Stock | May 10, 2016 | S | 14,800 | $33.52 | D | 175,817 | D | |
| Common Stock | May 10, 2016 | S | 17,118 | $33.53 | D | 158,699 | D | |
| Common Stock | holding | — | — | — | 1,306 | I | By Rule 16b-3 Plan | |
| Common Stock | holding | — | — | — | 1,348 | I | By Trustee under the Pfizer Share Ownership Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $25.87 | May 10, 2016 | M | 41,700 | D | — | Feb 21, 2017 | Common Stock | 41,700 | 0 | D |
Explanation of responses
- F1These options are fully exercisable.