SEC Form 4 · accession 0001225208-16-032725
PFIZER INC · PFE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sally Susman
Officer — Executive Vice President
Period of report
May 4, 2016
Accepted (ET)
May 6, 2016 · 9:51 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078003
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 4, 2016 | M | 20,100 | $22.28 | A | 195,951 | D | |
| Common Stock | May 4, 2016 | S | 300 | $33.86 | D | 195,651 | D | |
| Common Stock | May 4, 2016 | S | 400 | $33.87 | D | 195,251 | D | |
| Common Stock | May 4, 2016 | S | 1,042 | $33.88 | D | 194,209 | D | |
| Common Stock | May 4, 2016 | S | 8,358 | $33.89 | D | 185,851 | D | |
| Common Stock | May 4, 2016 | S | 10,000 | $33.85 | D | 175,851 | D | |
| Common Stock | May 5, 2016 | M | 56,016 | $22.28 | A | 231,867 | D | |
| Common Stock | May 5, 2016 | S | 10,920 | $33.72 | D | 220,947 | D | |
| Common Stock | May 5, 2016 | S | 18,676 | $33.71 | D | 202,271 | D | |
| Common Stock | May 5, 2016 | S | 26,420 | $33.70 | D | 175,851 | D | |
| Common Stock | holding | — | — | — | 600 | I | By Rule 16b-3 Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $22.28 | May 4, 2016 | M | 20,100 | D | Feb 28, 2011 | Feb 28, 2018 | Common Stock | 20,100 | 79,900 | D |
| Employee Stock Option (right to buy) | $22.28 | May 5, 2016 | M | 56,016 | D | Feb 28, 2011 | Feb 28, 2018 | Common Stock | 56,016 | 23,884 | D |