SEC Form 4 · accession 0001225208-18-012256
PFIZER INC · PFE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Goettler
Officer — Group President
Period of report
Aug 1, 2018
Accepted (ET)
Aug 3, 2018 · 3:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078003
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2018 | S | 1,600 | $39.72 | D | 29,522 | D | |
| Common Stock | Aug 1, 2018 | S | 3,300 | $39.70 | D | 26,222 | D | |
| Common Stock | Aug 1, 2018 | S | 3,340 | $39.71 | D | 22,882 | D | |
| Common Stock | Aug 1, 2018 | S | 10,958 | $39.69 | D | 11,924 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1,F2 | — | Aug 1, 2018 | I | 17,383 | A | — | — | Common Stock | 17,383 | 17,383 | D |
Explanation of responses
- F1Each unit represents one phantom share of common stock.
- F2The units, held under the Deferred Compensation Plan are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.