SEC Form 4 · accession 0001225208-17-013378
PFIZER INC · PFE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ian C Read
Officer — Chairman & CEO · Director
Period of report
Aug 4, 2017
Accepted (ET)
Aug 8, 2017 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078003
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 4, 2017 | S | 28,116 | $34.00 | D | 636,293 | D | |
| Common StockF1,F2 | Aug 4, 2017 | S | 68,834 | $34.00 | D | 221,955 | I | By Trust |
| Common Stock | holding | — | — | — | 10,776 | I | By Rule 16b-3 Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2017.
- F2In accordance with the provisions of his Grantor Retained Annuity Trust (GRAT), 119,973 shares were transferred from the GRAT to the reporting person's direct ownership on March 16, 2017.