Company · CIK 0000073124 · SIC 6022 — State Commercial Banks · Nasdaq
NORTHERN TRUST CORP · NTRS
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 23, 2018 AFForm 4 → | Jan 25, 6:02 pm EST | Biff BowmanChief Financial Officer | 21,877 | $106.71 | $2,334,495 | 84,673 | — | plan? |
| Jan 23, 2018 AFForm 4 → | Jan 25, 6:01 pm EST | Aileen B BlakeEVP and Controller | 5,313 | $106.71 | $566,950 | 9,958 | — | plan? |
| Dec 15, 2017 AFForm 4 → | Jan 25, 2018, 6:06 pm EST | Frederick H WaddellChairman, Director | 76,026 | $106.61 | $8,105,387 | 200,739 | — | plan? late |
| Dec 15, 2017 AFForm 4 → | Jan 25, 2018, 6:06 pm EST | Joyce St ClairExecutive Vice President | 22,121 | $106.61 | $2,358,233 | 29,611 | — | plan? late |
| Dec 15, 2017 AFForm 4 → | Jan 25, 2018, 6:05 pm EST | Jana R SchreuderCOO | 27,967 | $106.59 | $2,981,043 | 43,248 | — | plan? late |
| Dec 15, 2017 AFForm 4 → | Jan 25, 2018, 6:04 pm EST | Teresa ParkerExecutive Vice President | 6,025 | $106.52 | $641,788 | 25,984 | — | plan? late |
| Dec 15, 2017 AFForm 4 → | Jan 25, 2018, 6:04 pm EST | William L MorrisonVice Chairman | 35,076 | $106.67 | $3,741,707 | 80,464 | — | plan? late |
| Dec 15, 2017 AFForm 4 → | Jan 25, 2018, 6:03 pm EST | Steven L FradkinPresident/Wealth Management | 22,137 | $106.60 | $2,359,790 | 45,647 | — | plan? late |
| Dec 15, 2017 AFForm 4 → | Jan 25, 2018, 6:02 pm EST | Jeffrey D. CohodesExecutive Vice President | 18,058 | $106.61 | $1,925,132 | 32,852 | — | plan? late |
| Dec 15, 2017 FForm 4 → | Dec 19, 4:54 pm EST | William L MorrisonVice Chairman | 3 | $97.29 | $292 | 63,834 | — | plan? |
| Dec 12, 2017 GForm 4 → | Dec 13, 6:17 pm EST | Frederick H WaddellChairman and CEO, Director | 1,345 | — | — | 70,555 | — | plan? |
| Dec 6, 2017 GForm 4 → | Dec 7, 4:31 pm EST | Stephen N PotterVice Chairman | 1,000 | — | — | 47,451 | — | plan? |
| Dec 4, 2017 SForm 4 → | Dec 5, 6:52 pm EST | Peter CherecwichPresident/C&IS | 7,331 | $99.09 | $726,429 | 33,003 | −18.2% | plan? |
| Dec 4, 2017 MForm 4 → | Dec 5, 6:52 pm EST | Peter CherecwichPresident/C&IS | 7,331 | $52.69 | $386,270 | 40,334 | — | plan? |
| Dec 1, 2017 SForm 4 → | Dec 5, 6:53 pm EST | William L MorrisonVice Chairman | 30,000 | $96.48 | $2,894,400 | 63,837 | −32.0% | plan? |
| Dec 1, 2017 GForm 4 → | Dec 5, 6:53 pm EST | Aileen B BlakeEVP and Controller | 585 | — | — | 12,587 | — | plan? |
| Nov 30, 2017 SForm 4 → | Dec 4, 6:46 pm EST | Jana R SchreuderCOO | 18,489 | $99.20 | $1,834,117 | 43,600 | −29.8% | plan? |
| Nov 30, 2017 MForm 4 → | Dec 4, 6:46 pm EST | Jana R SchreuderCOO | 18,489 | $60.85 | $1,125,056 | 59,489 | — | plan? |
| Nov 30, 2017 SForm 4 → | Nov 30, 7:06 pm EST | Peter CherecwichPresident/C&IS | 5,128 | $97.63 | $500,647 | 33,003 | −13.4% | plan? |
| Nov 29, 2017 SForm 4 → | Nov 30, 7:07 pm EST | Frederick H WaddellChairman and CEO, Director | 44,658 | $97.95 | $4,374,268 | 201,519 | −18.1% | plan? |
| Nov 29, 2017 MForm 4 → | Nov 30, 7:07 pm EST | Frederick H WaddellChairman and CEO, Director | 44,658 | $52.69 | $2,353,030 | 246,177 | — | plan? |
| Nov 29, 2017 SForm 4 → | Nov 30, 7:07 pm EST | Joyce St ClairExecutive Vice President | 18,489 | $97.51 | $1,802,862 | 29,855 | −38.2% | plan? |
| Nov 29, 2017 MForm 4 → | Nov 30, 7:07 pm EST | Joyce St ClairExecutive Vice President | 18,489 | $60.85 | $1,125,056 | 48,344 | — | plan? |
| Nov 2, 2017 AFGForm 4 → | Jan 25, 2018, 6:05 pm EST | Stephen N PotterVice Chairman | 26,684 | $106.61 | $2,358,233 | 42,669 | — | plan? late |
| Oct 25, 2017 GForm 4 → | Oct 27, 6:15 pm EDT | Stephen N PotterVice Chairman | 2,220 | — | — | 48,451 | — | plan? |
| Oct 25, 2017 SForm 4 → | Oct 25, 8:16 pm EDT | William L MorrisonVice Chairman | 11,058 | $94.34 | $1,043,212 | 93,837 | −10.5% | plan? |
| Oct 24, 2017 GForm 4 → | Oct 25, 8:15 pm EDT | Biff BowmanChief Financial Officer | 633 | — | — | 74,732 | — | plan? |
| Oct 23, 2017 GForm 4 → | Oct 25, 8:16 pm EDT | Frederick H WaddellChairman and CEO, Director | 4,052 | — | — | 13,785 | — | plan? |
| Oct 23, 2017 GForm 4 → | Oct 25, 8:15 pm EDT | Peter CherecwichPresident/C&IS | 108 | — | — | 38,131 | — | plan? |
| Oct 20, 2017 FForm 4 → | Oct 25, 8:16 pm EDT | William L MorrisonVice Chairman | 7,251 | $95.62 | $693,341 | 104,895 | — | plan? late |
| Oct 18, 2017 SForm 4 → | Oct 20, 4:37 pm EDT | Frederick H WaddellChairman and CEO, Director | 177,964 | $95.64 | $17,020,143 | 201,519 | −46.9% | plan? |
| Oct 18, 2017 MForm 4 → | Oct 20, 4:37 pm EDT | Frederick H WaddellChairman and CEO, Director | 177,964 | $52.65 | $9,370,525 | 379,483 | — | plan? |
| Oct 18, 2017 SForm 4 → | Oct 20, 4:37 pm EDT | Joyce St ClairExecutive Vice President | 7,665 | $95.00 | $728,175 | 29,855 | −20.4% | plan? |
| Oct 18, 2017 MForm 4 → | Oct 20, 4:37 pm EDT | Joyce St ClairExecutive Vice President | 7,665 | $58.25 | $446,486 | 37,520 | — | plan? |
| Oct 6, 2017 SForm 4 → | Oct 10, 7:26 pm EDT | Aileen B BlakeEVP and Controller | 1,000 | $94.00 | $94,000 | 13,172 | −7.06% | plan? |
| Sep 27, 2017 SForm 4 → | Sep 28, 5:04 pm EDT | Frederick H WaddellChairman and CEO, Director | 100,000 | $92.00 | $9,200,000 | 201,519 | −33.2% | plan? |
| Sep 27, 2017 MForm 4 → | Sep 28, 5:04 pm EDT | Frederick H WaddellChairman and CEO, Director | 100,000 | $52.64 | $5,264,000 | 301,519 | — | plan? |
| Sep 27, 2017 SForm 4 → | Sep 28, 5:04 pm EDT | Teresa ParkerExecutive Vice President | 8,000 | $92.00 | $736,000 | 24,053 | −25.0% | plan? |
| Sep 27, 2017 SForm 4 → | Sep 28, 5:03 pm EDT | Aileen B BlakeEVP and Controller | 1,000 | $92.00 | $92,000 | 14,172 | −6.59% | plan? |
| Sep 11, 2017 SForm 4 → | Sep 12, 7:00 pm EDT | Jana R SchreuderCOO | 5,581 | $90.00 | $502,290 | 16,847 | −24.9% | plan? |
| Sep 11, 2017 SForm 4 → | Sep 12, 6:59 pm EDT | Robert P BrowneEVP & Chief Investment Officer | 11,000 | $90.21 | $992,310 | 48,132 | −18.6% | plan? |
| Sep 8, 2017 GForm 4 → | Sep 12, 7:00 pm EDT | Steven L FradkinPresident/Wealth Management | 335 | — | — | 110,266 | — | plan? |
| Aug 28, 2017 SForm 4 → | Aug 29, 4:28 pm EDT | Aileen B BlakeEVP and Controller | 1,000 | $90.00 | $90,000 | 15,172 | −6.18% | plan? |
| Aug 23, 2017 SForm 4 → | Aug 23, 5:58 pm EDT | Joyce St ClairExecutive Vice President | 13,814 | $89.32 | $1,233,866 | 0 | −100% | plan? |
| Aug 17, 2017 GForm 4 → | Aug 18, 6:51 pm EDT | Frederick H WaddellChairman and CEO, Director | 517 | — | — | 15,506 | — | plan? |
| Aug 14, 2017 SForm 4 → | Aug 16, 6:26 pm EDT | Aileen B BlakeEVP and Controller | 7,762 | $88.45 | $686,539 | 16,172 | −32.4% | plan? |
| Aug 14, 2017 MForm 4 → | Aug 16, 6:26 pm EDT | Aileen B BlakeEVP and Controller | 6,762 | $52.69 | $356,290 | 16,720 | — | plan? |
| Aug 7, 2017 SForm 4 → | Aug 7, 7:04 pm EDT | Jana R SchreuderCOO | 5,538 | $88.33 | $489,172 | 0 | −100% | plan? |
| Aug 3, 2017 GForm 4 → | Aug 7, 7:04 pm EDT | Jana R SchreuderCOO | 11,076 | — | — | 5,538 | — | plan? |
| Jul 25, 2017 GForm 4 → | Jul 26, 4:43 pm EDT | Frederick H WaddellChairman and CEO, Director | 2,735 | — | — | 16,023 | — | plan? |
| Jul 21, 2017 SForm 4 → | Jul 25, 5:20 pm EDT | Teresa ParkerExecutive Vice President | 11,399 | $87.65 | $999,122 | 32,053 | −26.2% | plan? |
| Jul 21, 2017 MForm 4 → | Jul 25, 5:20 pm EDT | Teresa ParkerExecutive Vice President | 11,399 | $52.64 | $600,043 | 43,452 | — | plan? |
| Jul 17, 2017 FForm 4 → | Jul 18, 7:46 pm EDT | Susan Cohen LevyExecutive VP & General Counsel | 2,286 | $98.08 | $224,211 | 27,548 | — | plan? |
| Jul 17, 2017 FForm 4 → | Jul 18, 7:46 pm EDT | Wilson LeechEVP/Chief Risk Officer | 729 | $98.08 | $71,500 | 32,526 | — | plan? |
| Jul 3, 2017 SForm 4 → | Jul 6, 6:54 pm EDT | Stephen N PotterPresident / Asset Management | 28,469 | $99.08 | $2,820,762 | 42,913 | −39.9% | plan? |
| Jul 3, 2017 MForm 4 → | Jul 6, 6:54 pm EDT | Stephen N PotterPresident / Asset Management | 28,469 | $52.69 | $1,500,032 | 54,487 | — | plan? |
| Jun 19, 2017 SForm 4 → | Jun 21, 5:36 pm EDT | Stephen N PotterPresident / Asset Management | 48,110 | $95.20 | $4,580,072 | 42,913 | −52.9% | plan? |
| Jun 19, 2017 MForm 4 → | Jun 21, 5:36 pm EDT | Stephen N PotterPresident / Asset Management | 48,110 | $43.65 | $2,100,002 | 91,023 | — | plan? |
| Jun 12, 2017 SForm 4 → | Jun 13, 5:16 pm EDT | William L MorrisonVice Chairman | 41,965 | $91.89 | $3,856,164 | 112,146 | −27.2% | plan? |
| Jun 12, 2017 MForm 4 → | Jun 13, 5:16 pm EDT | William L MorrisonVice Chairman | 41,965 | $58.53 | $2,456,295 | 154,111 | — | plan? |
| Jun 7, 2017 SForm 4 → | Jun 8, 6:59 pm EDT | Steven L FradkinPresident/Wealth Management | 14,700 | $89.23 | $1,311,681 | 0 | −100% | plan? |
| Jun 1, 2017 GForm 4 → | Jun 2, 6:08 pm EDT | David Byron Smith Jr.Director | 2,585 | — | — | 1,214 | — | plan? |
| May 24, 2017 SForm 4 → | May 26, 5:21 pm EDT | Susan Gillian PembletonEVP/Human Resources | 9,793 | $88.29 | $864,624 | 19,711 | −33.2% | plan? |
| May 24, 2017 MForm 4 → | May 26, 5:21 pm EDT | Susan Gillian PembletonEVP/Human Resources | 9,793 | $70.21 | $687,567 | 29,504 | — | plan? |
| May 19, 2017 SForm 4 → | May 23, 5:37 pm EDT | William L MorrisonVice Chairman | 25,000 | $87.28 | $2,182,000 | 112,146 | −18.2% | plan? |
| May 16, 2017 GForm 4 → | May 17, 5:45 pm EDT | Jana R SchreuderCOO | 1,230 | — | — | 20,637 | — | plan? |
| May 8, 2017 GForm 4 → | May 9, 6:53 pm EDT | Frederick H WaddellChairman and CEO, Director | 13,002 | — | — | 17,788 | — | plan? |
| May 8, 2017 DForm 4 → | May 8, 7:13 pm EDT | Jana R SchreuderCOO | 6,405 | $90.51 | $579,717 | 21,867 | — | plan? |
| May 8, 2017 GForm 4 → | May 8, 7:12 pm EDT | Steven L FradkinPresident/Wealth Management | 56 | — | — | 110,601 | — | plan? |
| May 5, 2017 SForm 4 → | May 5, 7:11 pm EDT | Frederick H WaddellChairman and CEO, Director | 205,923 | $90.46 | $18,627,795 | 201,519 | −50.5% | plan? |
| May 5, 2017 MForm 4 → | May 5, 7:11 pm EDT | Frederick H WaddellChairman and CEO, Director | 205,923 | $50.99 | $10,500,014 | 407,442 | — | plan? |
| May 2, 2017 GForm 4 → | May 5, 7:11 pm EDT | Peter CherecwichPresident/C&IS | 390 | — | — | 38,239 | — | plan? late |
| May 1, 2017 SForm 4 → | Apr 3, 2018, 7:48 pm EDT | Dean M HarrisonDirector | 2 | $90.13 | $180 | 31 | −6.06% | plan? late |
| Apr 28, 2017 GForm 4 → | Apr 28, 7:19 pm EDT | Joyce St ClairExecutive Vice President | 193 | — | — | 16,416 | — | plan? |
| Apr 28, 2017 SForm 4 → | Apr 28, 7:19 pm EDT | Joyce St ClairExecutive Vice President | 17,406 | $90.46 | $1,574,547 | 16,609 | −51.2% | plan? |
| Apr 27, 2017 GForm 4 → | Apr 28, 7:20 pm EDT | Frederick H WaddellChairman and CEO, Director | 8,504 | — | — | 0 | — | plan? |
| Apr 27, 2017 SForm 4 → | Apr 28, 7:20 pm EDT | Jeffrey D. CohodesExecutive Vice President | 15,000 | $91.67 | $1,375,050 | 24,658 | −37.8% | plan? |
| Apr 27, 2017 SForm 4 → | Apr 28, 7:19 pm EDT | Biff BowmanChief Financial Officer | 23,167 | $91.77 | $2,126,036 | 75,365 | −23.5% | plan? |
| Apr 27, 2017 MForm 4 → | Apr 28, 7:19 pm EDT | Biff BowmanChief Financial Officer | 23,167 | $51.80 | $1,200,094 | 98,532 | — | plan? |
| Apr 26, 2017 SForm 4 → | Apr 28, 7:20 pm EDT | Jana R SchreuderCOO | 28,469 | $92.00 | $2,619,148 | 43,600 | −39.5% | plan? |
| Apr 26, 2017 GMForm 4 → | Apr 28, 7:20 pm EDT | Jana R SchreuderCOO | 28,762 | $52.69 | $1,500,032 | 26,730 | — | plan? |
| Apr 25, 2017 AForm 4 → | Apr 27, 7:26 pm EDT | Charles A TribbettDirector | 1,214 | — | — | 19,467 | — | plan? |
| Apr 25, 2017 AForm 4 → | Apr 27, 7:26 pm EDT | Donald ThompsonDirector | 1,214 | — | — | 2,745 | — | plan? |
| Apr 25, 2017 AForm 4 → | Apr 27, 7:26 pm EDT | David Byron Smith Jr.Director | 1,214 | — | — | 1,214 | — | plan? |
| Apr 25, 2017 AForm 4 → | Apr 27, 7:25 pm EDT | Martin P SlarkDirector | 1,214 | — | — | 7,825 | — | plan? |
| Apr 25, 2017 AForm 4 → | Apr 27, 7:25 pm EDT | John W RoweDirector | 1,214 | — | — | 21,867 | — | plan? |
| Apr 25, 2017 AForm 4 → | Apr 27, 7:24 pm EDT | Thomas E RichardsDirector | 1,214 | — | — | 3,894 | — | plan? |
| Apr 25, 2017 AForm 4 → | Apr 27, 7:15 pm EDT | Becerra Jose Luis PradoDirector | 1,214 | — | — | 7,825 | — | plan? |
| Apr 25, 2017 DMForm 4 → | Apr 27, 7:14 pm EDT | Charles D PowellOther | 3,062 | $90.36 | $138,341 | 0 | — | plan? |
| Apr 25, 2017 AForm 4 → | Apr 27, 7:05 pm EDT | Jay L HendersonDirector | 1,214 | — | — | 6,374 | — | plan? |
| Apr 25, 2017 AForm 4 → | Apr 27, 6:58 pm EDT | Dean M HarrisonDirector | 1,214 | — | — | 4,772 | — | plan? |
| Apr 25, 2017 AForm 4 → | Apr 27, 6:58 pm EDT | Linda BynoeDirector | 1,214 | — | — | 20,130 | — | plan? |
| Apr 25, 2017 AForm 4 → | Apr 27, 6:10 pm EDT | Susan CrownDirector | 1,214 | — | — | 21,067 | — | plan? |
| Mar 15, 2017 SForm 4 → | Mar 16, 6:46 pm EDT | Jana R SchreuderCOO | 63,912 | $90.04 | $5,754,696 | 43,600 | −59.4% | plan? |
| Mar 15, 2017 MForm 4 → | Mar 16, 6:46 pm EDT | Jana R SchreuderCOO | 63,912 | $52.64 | $3,364,328 | 55,200 | — | plan? |
| Mar 14, 2017 GForm 4 → | Mar 15, 7:22 pm EDT | Frederick H WaddellChairman and CEO, Director | 60 | — | — | 80,167 | — | plan? |
| Mar 10, 2017 SForm 4 → | Mar 14, 8:13 pm EDT | Jana R SchreuderCOO | 7,327 | $90.02 | $659,611 | 43,600 | −14.4% | plan? |
| Mar 10, 2017 MForm 4 → | Mar 14, 8:13 pm EDT | Jana R SchreuderCOO | 7,327 | $52.64 | $385,693 | 45,525 | — | plan? |
| Mar 1, 2017 SForm 4 → | Mar 2, 5:17 pm EST | Joyce St ClairExecutive Vice President | 28,469 | $89.44 | $2,546,267 | 29,855 | −48.8% | plan? |
| Mar 1, 2017 MForm 4 → | Mar 2, 5:17 pm EST | Joyce St ClairExecutive Vice President | 28,469 | $52.69 | $1,500,032 | 58,324 | — | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 17, 2015 AForm 4 → | Feb 19, 7:17 pm EST | Susan Gillian PembletonEVP, Human Resources | 19,585 | — | — | 19,585 | — | |
| Feb 17, 2015 AForm 4 → | Feb 19, 7:17 pm EST | Michael O'GradyPresident / C&IS | 23,739 | — | — | 23,739 | — | |
| Feb 17, 2015 AForm 4 → | Feb 19, 7:16 pm EST | William L MorrisonPresident | 38,575 | — | — | 38,575 | — | |
| Feb 17, 2015 AForm 4 → | Feb 19, 7:16 pm EST | Susan Cohen LevyExecutive VP & General Counsel | 19,585 | — | — | 19,585 | — | |
| Feb 17, 2015 AForm 4 → | Feb 19, 7:16 pm EST | Steven L FradkinPresident/Wealth Management | 23,739 | — | — | 23,739 | — | |
| Feb 17, 2015 AForm 4 → | Feb 19, 7:15 pm EST | Jeffrey D. CohodesEVP/Chief Risk Officer | 19,585 | — | — | 19,585 | — | |
| Feb 17, 2015 AForm 4 → | Feb 19, 7:15 pm EST | Peter CherecwichEVP, Global Fund Services | 18,991 | — | — | 18,991 | — | |
| Feb 17, 2015 AForm 4 → | Feb 19, 7:15 pm EST | Robert P BrowneEVP & Chief Investment Officer | 23,739 | — | — | 23,739 | — | |
| Feb 17, 2015 AForm 4 → | Feb 19, 7:14 pm EST | Biff BowmanChief Financial Officer | 23,739 | — | — | 23,739 | — | |
| Feb 6, 2015 MForm 4 → | Feb 10, 6:07 pm EST | William L MorrisonPresident | 40,092 | — | — | 40,092 | — | |
| Feb 6, 2015 MForm 4 → | Feb 9, 8:07 pm EST | Jeffrey D. CohodesEVP/Chief Risk Officer | 5,000 | — | — | 0 | — | |
| Jan 7, 2015 AForm 4 → | Jan 8, 5:55 pm EST | Charles D PowellOther | 497 | — | — | 497 | — | |
| Dec 31, 2014 AForm 4 → | Apr 23, 2015, 8:03 pm EDT | John W RoweDirector | 514 | $68.07 | $34,988 | 24,249 | — | late |
| Dec 31, 2014 AForm 4 → | Apr 2, 2015, 6:45 pm EDT | Charles A TribbettDirector | 762 | $68.87 | $52,478 | 16,099 | — | late |
| Dec 31, 2014 AForm 4 → | Apr 2, 2015, 6:45 pm EDT | Becerra Jose Luis PradoDirector | 906 | $68.86 | $62,389 | 3,935 | — | late |
| Dec 31, 2014 AForm 4 → | Apr 2, 2015, 6:45 pm EDT | Dipak C JainDirector | 798 | $68.87 | $54,956 | 19,467 | — | late |
| Dec 31, 2014 AForm 4 → | Apr 2, 2015, 6:44 pm EDT | Linda BynoeDirector | 762 | $68.87 | $52,478 | 7,774 | — | late |
| Dec 31, 2014 AForm 4 → | Apr 2, 2015, 4:12 pm EDT | Susan CrownDirector | 422 | — | — | 10,690 | — | late |