SEC Form 4 · accession 0000073124-18-000165
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dean M Harrison
Director
Period of report
Feb 25, 2015
Accepted (ET)
Apr 3, 2018 · 7:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 25, 2015 | P | 18 | $71.06 | A | 33 | I | By LLC |
| Common Stock | Dec 15, 2015 | P | 1,000 | $72.98 | A | 1,000 | I | By Trust |
| Common Stock | May 1, 2017 | S | 2 | $90.13 | D | 31 | I | By LLC |
| Common StockF1 | Mar 31, 2018 | A | 315 | $103.13 | A | 5,087 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.