SEC Form 4 · accession 0000073124-17-000215
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven L Fradkin
Officer — President/Wealth Management
Period of report
Jun 7, 2017
Accepted (ET)
Jun 8, 2017 · 6:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 7, 2017 | S | 14,700 | $89.23 | D | 0 | I | GRAT |
| Common StockF2 | holding | — | — | — | 45,907 | D | ||
| Common Stock | holding | — | — | — | 110,601 | I | By Trust | |
| Common Stock | holding | — | — | — | 1,762 | I | Spouse as trustee for Daughter | |
| Common Stock | holding | — | — | — | 1,762 | I | Spouse as trustee for Son | |
| Common Stock | holding | — | — | — | 9,787 | I | 401(k) as of 3-31-17 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Price reflects the weighted average sales price from $89.20 to $89.285. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
- F2Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.