SEC Form 4 · accession 0000073124-17-000261
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Aileen B Blake
Officer — EVP and Controller
Period of report
Aug 28, 2017
Accepted (ET)
Aug 29, 2017 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 28, 2017 | S | 1,000 | $90.00 | D | 15,172 | I | By Trust |
| Common StockF2 | holding | — | — | — | 9,958 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1.
- F2Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.