SEC Form 4 · accession 0000073124-17-000241
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan Cohen Levy
Officer — Executive VP & General Counsel
Period of report
Jul 17, 2017
Accepted (ET)
Jul 18, 2017 · 7:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 17, 2017 | F | 2,286 | $98.08 | D | 27,548 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 24,018 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- F2On July 15, 2017, 5,816 already reported stock units, granted on July 15, 2014, vested. Of this amount, 2,286 were withheld in payment of Federal, State and Medicare taxes and the remaining 3,530 were distributed to the reporting person as shares of common stock.