SEC Form 4 · accession 0000073124-18-000032
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Aileen B Blake
Officer — EVP and Controller
Period of report
Jan 23, 2018
Accepted (ET)
Jan 25, 2018 · 6:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 23, 2018 | A | 3,978 | $106.71 | A | 13,936 | D | |
| Common StockF1,F2 | Jan 23, 2018 | F | 1,335 | $106.71 | D | 9,958 | D | |
| Common StockF2 | holding | — | — | — | 15,230 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 9,958 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- F2Reflects the transfer of 2,643 shares directly held by the reporting person into the reporting person's existing trust account.