SEC Form 4 · accession 0000073124-17-000324
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Aileen B Blake
Officer — EVP and Controller
Period of report
Dec 1, 2017
Accepted (ET)
Dec 5, 2017 · 6:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 1, 2017 | G | 585 | $0.00 | D | 12,587 | I | By Trust |
| Common StockF1 | holding | — | — | — | 9,958 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.