SEC Form 4 · accession 0000073124-17-000268
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert P Browne
Officer — EVP & Chief Investment Officer
Period of report
Sep 11, 2017
Accepted (ET)
Sep 12, 2017 · 6:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 11, 2017 | S | 11,000 | $90.21 | D | 48,132 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Price reflects the weighted average sales price from $90.08 to $90.32. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
- F2Includes 25,726 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.