SEC Form 4 · accession 0000073124-17-000316
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Cherecwich
Officer — President/C&IS
Period of report
Nov 30, 2017
Accepted (ET)
Nov 30, 2017 · 7:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 30, 2017 | S | 5,128 | $97.63 | D | 33,003 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Price reflects the weighted average sales price from $97.56 to $97.64. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
- F2Includes 20,016 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.