SEC Form 4 · accession 0000073124-17-000240
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wilson Leech
Officer — EVP/Chief Risk Officer
Period of report
Jul 17, 2017
Accepted (ET)
Jul 18, 2017 · 7:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 17, 2017 | F | 729 | $98.08 | D | 32,526 | D | |
| Common Stock | holding | — | — | — | 427 | I | UK Employee Stock Ownership Plan as of 6-30-17 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 12,461 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- F2On July 15, 2017, 1,551 already reported stock units, granted on July 15, 2014, vested. Of this amount, 729 were withheld in payment of Federal, State and Medicare taxes.