SEC Form 4 · accession 0000073124-15-000008
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles D Powell
Other
Period of report
Jan 7, 2015
Accepted (ET)
Jan 8, 2015 · 5:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | — | Jan 7, 2015 | A | 497 | A | — | — | Common Stock | 497 | 497 | D |
Explanation of responses
- F11-for-1
- F2The stock units will be paid in cash to the Advisory Director upon the date of the Corporation's 2015 Annual Meeting of Stockholders