Company · CIK 0001356090 · SIC 2834 — Pharmaceutical Preparations · Nasdaq

PRECIGEN, INC. · PGEN

Insider activity reported against this company. All insider holders · Files at: OCGN, AQB, TCRT, FCSC, SNGX, ARMP, OGEN, PGEN and 1 more. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market activity at this companybuys $144.0M · 21sales $10.9M · 23net $133.1M

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Aug 11, 2017 PForm 4 →	Aug 11, 1:08 pm EDT	Donald P. LehrChief Legal Officer	1,094	$18.33	$20,053	28,249	+4.03%	plan?
Aug 11, 2017 PForm 4 →	Aug 11, 1:04 pm EDT	Jeffrey Thomas PerezSVP, IP Affairs	1,000	$17.89	$17,890	12,537	+8.67%	plan?
Aug 11, 2017 PForm 4 →	Aug 11, 1:03 pm EDT	Dean J MitchellDirector	5,000	$18.33	$91,640	18,103	+38.2%	plan?
Jul 31, 2017 AForm 4 →	Aug 1, 4:04 pm EDT	Randal J KirkChief Executive Officer, Director, 10% Owner	43,850	$22.80	$999,985	13,461,314	—	plan?
Jul 24, 2017 JForm 4 →	Jul 26, 5:43 pm EDT	Cesar L AlvarezDirector	68,573	—	—	105,583	—	plan?
Jul 24, 2017 JForm 4 →	Jul 26, 5:41 pm EDT	Steven FrankDirector	137,146	—	—	180,187	—	plan?
Jul 24, 2017 JForm 4 →	Jul 26, 5:23 pm EDT	Randal J KirkChief Executive Officer, Director, 10% Owner	39,060,290	—	—	8,325,000	—	plan?
Jul 7, 2017 MForm 4 →	Jul 10, 8:32 am EDT	Rick L. SterlingChief Financial Officer	68,252	$2.64	$180,185	74,621	—	plan?
Jun 30, 2017 AForm 4 →	Jun 30, 8:06 pm EDT	Randal J KirkChief Executive Officer, Director, 10% Owner	43,358	$23.06	$999,973	5,352,813	—	plan?
May 31, 2017 AForm 4 →	Jun 2, 7:01 pm EDT	Randal J KirkChief Executive Officer, Director, 10% Owner	40,544	$24.66	$999,961	5,344,511	—	plan?
Apr 28, 2017 AForm 4 →	May 2, 12:37 pm EDT	Randal J KirkChief Executive Officer, Director, 10% Owner	50,267	$19.89	$999,979	5,335,131	—	plan?
Apr 25, 2017 AForm 4 →	Apr 27, 5:13 pm EDT	Vinita D GuptaDirector	2,839	—	—	2,839	—	plan?
Mar 31, 2017 AForm 4 →	Apr 3, 4:20 pm EDT	Randal J KirkChief Executive Officer, Director, 10% Owner	47,897	$20.88	$999,980	5,325,535	—	plan?
Mar 16, 2017 AForm 4 →	Mar 20, 4:26 pm EDT	James S TurleyDirector	3,274	—	—	9,595	—	plan?
Mar 16, 2017 AForm 4 →	Mar 20, 4:26 pm EDT	Robert B ShapiroDirector	3,274	—	—	43,157	—	plan?
Mar 16, 2017 AForm 4 →	Mar 20, 4:25 pm EDT	Dean J MitchellDirector	3,274	—	—	13,103	—	plan?
Mar 16, 2017 AForm 4 →	Mar 20, 4:23 pm EDT	Jeffrey B KindlerDirector	3,507	—	—	66,322	—	plan?
Mar 16, 2017 AForm 4 →	Mar 20, 4:22 pm EDT	Fred HassanDirector	2,806	—	—	9,706	—	plan?
Mar 16, 2017 AForm 4 →	Mar 20, 4:21 pm EDT	Steven FrankDirector	2,806	—	—	43,041	—	plan?
Feb 28, 2017 AGForm 4 →	Mar 2, 5:46 pm EST	Randal J KirkChief Executive Officer, Director, 10% Owner	43,010	$23.36	$999,969	5,315,445	—	plan?
Jan 31, 2017 AForm 4 →	Feb 2, 4:06 pm EST	Randal J KirkChief Executive Officer, Director, 10% Owner	41,748	$23.95	$999,980	5,306,661	—	plan?
Dec 30, 2016 AForm 4 →	Dec 30, 7:40 pm EST	Randal J KirkChief Executive Officer, Director, 10% Owner	36,418	$27.46	$999,964	5,297,210	—	plan?
Dec 21, 2016 MForm 4 →	Dec 22, 7:24 am EST	Jeffrey Thomas PerezSVP, IP Affairs	5,101	$19.60	$99,980	11,537	—	plan?
Dec 20, 2016 MForm 4 →	Dec 22, 7:20 am EST	Rick L. SterlingChief Financial Officer	3,000	$2.65	$7,950	6,369	—	plan?
Dec 13, 2016 PForm 4 →	Dec 14, 9:05 am EST	Randal J KirkChief Executive Officer, Director, 10% Owner	34,606	$28.90	$1,000,113	213,805	+19.3%	plan?
Dec 12, 2016 PForm 4 →	Dec 13, 7:09 am EST	Joel D LiffmanSVP, Finance	8,500	$28.62	$243,265	158,500	+5.67%	plan?
Dec 1, 2016 PForm 4 →	Dec 5, 11:14 am EST	Fred HassanDirector	6,900	$29.02	$200,266	6,900	—	plan?
Nov 30, 2016 AForm 4 →	Dec 1, 9:33 pm EST	Randal J KirkChief Executive Officer, Director, 10% Owner	31,348	$31.90	$999,974	5,288,980	—	plan?
Oct 31, 2016 AForm 4 →	Nov 2, 7:47 pm EDT	Randal J KirkChief Executive Officer, Director, 10% Owner	37,647	$26.56	$999,978	5,282,126	—	plan?
Sep 30, 2016 AForm 4 →	Oct 4, 4:44 pm EDT	Randal J KirkChief Executive Officer, Director, 10% Owner	36,291	$27.55	$999,965	5,274,464	—	plan?
Aug 31, 2016 AForm 4 →	Sep 2, 4:31 pm EDT	Randal J KirkChief Executive Officer, Director, 10% Owner	35,509	$28.16	$999,971	5,267,327	—	plan?
Aug 29, 2016 PForm 4 →	Aug 31, 11:07 am EDT	Nir NimrodiSVP-Corporate Development	4,000	$26.12	$104,484	4,000	—	plan?
Aug 18, 2016 MForm 4 →	Aug 18, 4:53 pm EDT	Donald P. LehrChief Legal Officer	11,829	$3.18	$37,616	27,155	—	plan?
Aug 17, 2016 XForm 4 →	Aug 18, 5:00 pm EDT	Randal J KirkChief Executive Officer, Director, 10% Owner	11,828	$2.78	$32,911	5,259,404	—	plan?
Jul 29, 2016 AForm 4 →	Aug 2, 5:07 pm EDT	Randal J KirkChief Executive Officer, Director, 10% Owner	40,481	$24.70	$999,967	5,247,576	—	plan?
Jul 29, 2016 JForm 4 →	Aug 2, 11:15 am EDT	Steven FrankDirector	31,294	—	—	40,235	—	plan?
Jun 30, 2016 AForm 4 →	Jul 1, 2:32 pm EDT	Randal J KirkChief Executive Officer, Director, 10% Owner	39,498	$25.32	$999,967	5,239,681	—	plan?
May 31, 2016 AJForm 4 →	Jun 2, 4:24 pm EDT	Randal J KirkChief Executive Officer, Director, 10% Owner	1,940,816	$25.41	$999,989	19,711	—	plan?
May 13, 2016 PForm 4 →	May 16, 6:20 am EDT	Randal J KirkChief Executive Officer, Director, 10% Owner	41,830	$23.92	$1,000,574	6,649,997	+0.63%	plan?
Apr 29, 2016 AForm 4 →	May 2, 5:11 pm EDT	Randal J KirkChief Executive Officer, Director, 10% Owner	28,556	$35.02	$999,963	149,622	—	plan?
Mar 31, 2016 AForm 4 →	Apr 4, 3:41 pm EDT	Randal J KirkChief Executive Officer, Director, 10% Owner	29,299	$34.13	$999,963	128,548	—	plan?
Mar 10, 2016 AForm 4 →	Mar 14, 6:49 pm EDT	Jeffrey B KindlerDirector	2,143	$34.99	$74,984	62,815	—	plan?
Mar 10, 2016 AForm 4 →	Mar 14, 5:38 pm EDT	James S TurleyDirector	2,000	$34.99	$69,980	6,321	—	plan?
Mar 10, 2016 AForm 4 →	Mar 14, 5:36 pm EDT	Robert B ShapiroDirector	2,000	$34.99	$69,980	39,883	—	plan?
Mar 10, 2016 AForm 4 →	Mar 14, 5:35 pm EDT	Dean J MitchellDirector	2,000	$34.99	$69,980	9,829	—	plan?
Mar 10, 2016 AForm 4 →	Mar 14, 5:29 pm EDT	Steven FrankDirector	1,714	$34.99	$59,973	8,941	—	plan?
Feb 29, 2016 AForm 4 →	Mar 2, 10:57 am EST	Randal J KirkChief Executive Officer, Director, 10% Owner	33,425	$29.92	$999,991	105,150	—	plan?
Jan 29, 2016 AForm 4 →	Feb 2, 3:12 pm EST	Randal J KirkChief Executive Officer, Director, 10% Owner	36,372	$27.49	$999,977	78,187	—	plan?
Jan 28, 2016 MForm 4 →	Feb 1, 6:10 pm EST	Suma KrishnanSVP--Product Development	29,314	$6.88	$201,680	56,657	—	plan?
Jan 28, 2016 MForm 4 →	Feb 1, 6:10 pm EST	Krish S KrishnanChief Operating Officer	29,314	$6.88	$201,680	56,657	—	plan?
Dec 31, 2015 AForm 4 →	Jan 5, 2016, 12:29 pm EST	Randal J KirkChief Executive Officer, Director, 10% Owner	32,674	$30.60	$999,964	48,678	—	plan?
Dec 11, 2015 PForm 4 →	Dec 14, 8:57 am EST	Randal J KirkChief Executive Officer, Director, 10% Owner	124,475	$29.85	$3,715,801	6,608,167	+1.92%	plan?
Dec 7, 2015 MForm 4 →	Dec 9, 4:37 pm EST	Rick L. SterlingChief Financial Officer	3,369	$29.68	$99,992	3,369	—	plan?
Dec 7, 2015 PForm 4 →	Dec 7, 4:18 pm EST	Randal J KirkChief Executive Officer, Director, 10% Owner	237,525	$30.69	$7,289,642	6,483,692	+3.80%	plan?
Dec 3, 2015 AForm 4 →	Dec 7, 5:32 pm EST	Thomas D. ReedChief Science Officer	64,117	$1.29	$82,711	64,117	—	plan?
Dec 2, 2015 SForm 4 →	Dec 4, 4:23 pm EST	Krish S KrishnanChief Operating Officer	20,900	$35.66	$745,371	42,000	−33.2%	plan?
Dec 2, 2015 SForm 4 →	Dec 4, 4:23 pm EST	Suma KrishnanSVP--Product Development	20,900	$35.66	$745,371	42,000	−33.2%	plan?
Dec 1, 2015 AGForm 4 →	Dec 3, 5:25 pm EST	Randal J KirkChief Executive Officer, Director, 10% Owner	28,345	$35.53	$999,987	22,637	—	plan?
May 28, 2015 MForm 4 →	Jun 1, 5:08 pm EDT	Gregory Ian FrostSVP--Health Sector	200,000	$22.77	$4,554,000	300,000	—	plan?
May 18, 2015 MForm 4 →	May 20, 5:04 pm EDT	Krish S KrishnanChief Operating Officer	84,000	$7.12	$598,080	42,000	—	plan?
May 18, 2015 MForm 4 →	May 20, 5:03 pm EDT	Suma KrishnanSVP--Product Development	84,000	$7.12	$598,080	42,000	—	plan?
Mar 12, 2015 AForm 4 →	Mar 23, 7:05 pm EDT	James S TurleyDirector	1,263	$47.48	$59,967	4,321	—	plan? late
Mar 12, 2015 AForm 4 →	Mar 23, 7:04 pm EDT	Steven FrankDirector	1,263	$47.48	$59,967	7,227	—	plan? late
Mar 12, 2015 AForm 4 →	Mar 23, 7:04 pm EDT	Larry D /fa HornerDirector	1,474	$47.48	$69,986	68,507	—	plan? late
Mar 12, 2015 AForm 4 →	Mar 23, 7:03 pm EDT	Robert B ShapiroDirector	1,474	$47.48	$69,986	37,883	—	plan? late
Mar 12, 2015 AForm 4 →	Mar 23, 7:02 pm EDT	Dean J MitchellDirector, 10% Owner	1,474	$47.48	$69,986	7,829	—	plan? late
Mar 12, 2015 AForm 4 →	Mar 23, 7:01 pm EDT	Cesar L AlvarezDirector	1,579	$47.48	$74,971	37,010	—	plan? late
Mar 12, 2015 AForm 4 →	Mar 23, 7:01 pm EDT	Jeffrey B KindlerDirector	1,579	$47.48	$74,971	60,672	—	plan? late
Jan 27, 2015 PForm 4 →	Jan 27, 12:59 pm EST	Randal J KirkChief Executive Officer, Director, 10% Owner	555,556	$27.00	$15,000,012	5,483,957	+11.3%	plan?
Dec 31, 2014 JForm 4 →	Jan 5, 2015, 5:57 pm EST	Randal J KirkChief Executive Officer, Director, 10% Owner	2,023,836	—	—	58,800	—	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jul 20, 2015 AForm 4 →	Jul 21, 4:27 pm EDT	Jack A BoboSVP, Chief Communications Off.	250,000	—	—	250,000	—
Jun 11, 2015 AForm 4 →	Jun 15, 6:58 pm EDT	Olivier R. JarrySVP--Consumer Sector	300,000	—	—	300,000	—
May 28, 2015 MForm 4 →	Jun 1, 5:08 pm EDT	Gregory Ian FrostSVP--Health Sector	200,000	—	—	800,000	—
May 18, 2015 MForm 4 →	May 20, 5:04 pm EDT	Krish S KrishnanChief Operating Officer	84,000	—	—	43,714	—
May 18, 2015 MForm 4 →	May 20, 5:03 pm EDT	Suma KrishnanSVP--Product Development	84,000	—	—	529,428	—
Mar 12, 2015 AForm 4 →	Mar 23, 7:05 pm EDT	James S TurleyDirector	15,000	—	—	15,000	—	late
Mar 12, 2015 AForm 4 →	Mar 23, 7:04 pm EDT	Steven FrankDirector	15,000	—	—	15,000	—	late
Mar 12, 2015 AForm 4 →	Mar 23, 7:04 pm EDT	Larry D /fa HornerDirector	15,000	—	—	15,000	—	late
Mar 12, 2015 AForm 4 →	Mar 23, 7:03 pm EDT	Robert B ShapiroDirector	15,000	—	—	15,000	—	late
Mar 12, 2015 AForm 4 →	Mar 23, 7:02 pm EDT	Dean J MitchellDirector, 10% Owner	15,000	—	—	15,000	—	late
Mar 12, 2015 AForm 4 →	Mar 23, 7:01 pm EDT	Cesar L AlvarezDirector	15,000	—	—	15,000	—	late
Mar 12, 2015 AForm 4 →	Mar 23, 7:01 pm EDT	Jeffrey B KindlerDirector	15,000	—	—	15,000	—	late

Filed by this entity as an insider elsewhere — common stock

No reported common-stock activity in this period.

Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jan 7, 2016 AForm 4 →	Jan 11, 4:45 pm EST	INTREXON CORPXON	275,000	—	—	275,000	—