SEC Form 4 · accession 0001356090-15-000074
PRECIGEN, INC. · PGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rick L. Sterling
Officer — Chief Financial Officer
Period of report
Dec 7, 2015
Accepted (ET)
Dec 9, 2015 · 4:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001356090
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 7, 2015 | M | 3,369 | $29.68 | A | 3,369 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock (Right to Buy)F1 | $29.68 | Dec 7, 2015 | M | 3,369 | D | — | Mar 20, 2024 | Common Stock | 3,369 | 203,654 | D |
Explanation of responses
- F1At the time of exercise, 51,755 of these options were vested. 51,756 options vest as of March 20, 2016, 51,755 vest as of March 20, 2017 and 51,757 vest as of March 20, 2018.