SEC Form 4 · accession 0001225385-16-000091
PRECIGEN, INC. · PGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Thomas Perez
Officer — SVP, IP Affairs
Period of report
Dec 21, 2016
Accepted (ET)
Dec 22, 2016 · 7:24 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001356090
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 21, 2016 | M | 5,101 | $19.60 | A | 11,537 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock (Right to Buy)F1 | $19.60 | Dec 21, 2016 | M | 5,101 | D | — | Aug 25, 2024 | Common Stock | 5,101 | 201,922 | D |
Explanation of responses
- F1The options vest in four 25% installments, beginning on the grant date of August 25, 2014.