SEC Form 4 · accession 0001356090-15-000031
PRECIGEN, INC. · PGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Ian Frost
Officer — SVP--Health Sector
Period of report
May 28, 2015
Accepted (ET)
Jun 1, 2015 · 5:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001356090
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 28, 2015 | M | 200,000 | $22.77 | A | 300,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock (Right to Buy)F1 | $22.77 | May 28, 2015 | M | 200,000 | D | — | Jan 6, 2024 | Common Stock | 200,000 | 800,000 | D |
Explanation of responses
- F1At the time of exercise, 250,000 options held by the reporting person were vested. After exercise, 50,000 options held by the reporting person remain vested, and the remaining 750,000 options vest annually in increments of 250,000 per year on each of January 6, 2016, 2017 and 2018.