SEC Form 4 · accession 0001356090-15-000028
PRECIGEN, INC. · PGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Suma Krishnan
Officer — SVP--Product Development
Period of report
May 18, 2015
Accepted (ET)
May 20, 2015 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001356090
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 18, 2015 | M | 42,000 | $7.12 | A | 62,900 | D | |
| Common Stock | May 18, 2015 | M | 42,000 | $7.12 | A | 42,000 | I | By spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock (Right to Buy)F2 | $7.12 | May 18, 2015 | M | 42,000 | D | — | Jan 3, 2022 | Common Stock | 42,000 | 43,714 | D |
| Option to Purchase Common Stock (Right to Buy)F1 | $7.12 | May 18, 2015 | M | 42,000 | D | — | Dec 5, 2021 | Common Stock | 42,000 | 529,428 | I |
Explanation of responses
- F1At the time of exercise, 428,571 of these options were vested. 142,587 options vest as of December 5, 2015.
- F2At the time of exercise, 64,285 of these options were vested. 21,429 options vest as of January 3, 2016.