SEC Form 4 · accession 0001225385-17-000059
PRECIGEN, INC. · PGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vinita D Gupta
Director
Period of report
Apr 25, 2017
Accepted (ET)
Apr 27, 2017 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001356090
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 25, 2017 | A | 2,839 | $0.00 | A | 2,839 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock (Right to Buy)F1 | $21.13 | Apr 25, 2017 | A | 40,000 | A | — | Apr 25, 2027 | Common Stock | 40,000 | 40,000 | D |
| Option to Purchase Common Stock (Right to Buy) | $21.13 | Apr 25, 2017 | A | 15,000 | A | Apr 25, 2017 | Apr 25, 2027 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1This option vests in 25% increments on each of April 25, 2018, 2019, 2020 and 2021.