SEC Form 4 · accession 0001356090-16-000089
PRECIGEN, INC. · PGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Suma Krishnan
Officer — SVP--Product Development
Period of report
Jan 28, 2016
Accepted (ET)
Feb 1, 2016 · 6:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001356090
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 28, 2016 | M | 14,657 | $6.88 | A | 56,657 | I | By spouse |
| Common Stock | Jan 29, 2016 | M | 14,657 | $6.88 | A | 56,657 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock (Right to Buy)F1 | $6.88 | Jan 28, 2016 | M | 14,657 | D | — | Dec 5, 2021 | Common Stock | 14,657 | 533,362 | I |
| Option to Purchase Common Stock (Right to Buy)F1 | $6.88 | Jan 29, 2016 | M | 14,657 | D | — | Jan 3, 2022 | Common Stock | 14,657 | 30,591 | D |
Explanation of responses
- F1At the time of exercise all of these options were vested.