SEC Form 4 · accession 0001356090-15-000070
PRECIGEN, INC. · PGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Krish S Krishnan
Officer — Chief Operating Officer
Period of report
Dec 2, 2015
Accepted (ET)
Dec 4, 2015 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001356090
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3 | Dec 2, 2015 | S | 20,000 | $35.913 | D | 42,900 | D | |
| Common StockF2,F3 | Dec 4, 2015 | S | 900 | $30.1233 | D | 42,000 | D | |
| Common Stock | holding | — | — | — | 42,000 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.78 to $36.25, inclusive. The reporting person undertakes to provide to Intrexon Corporation, any security holder of Intrexon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price ranges set forth herein.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.09 to $30.15, inclusive. The reporting person undertakes to provide to Intrexon Corporation, any security holder of Intrexon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price ranges set forth herein.
- F3The shares of common stock sold in this transaction are jointly owned by the reporting person and the reporting person's spouse, Suma M. Krishnan, who is concurrently filing a Form 4 to report the sale of these jointly owned shares.