SEC Form 4 · accession 0001225385-17-000089
PRECIGEN, INC. · PGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Frank
Director
Period of report
Jul 24, 2017
Accepted (ET)
Jul 26, 2017 · 5:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001356090
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 24, 2017 | J | 137,146 | $0.00 | A | 180,187 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1New River Management V, LP ("NRM V") made a liquidating distribution of its assets to its partners in connection with the dissolution of the partnership in accordance with the terms of the limited partnership agreement. Mr. Frank was a limited partner in NRM V and acquired beneficial ownership of the common stock to which this Form 4 relates on the date set forth in Column 2 of Table 1.