SEC Form 4 · accession 0001356090-15-000072
PRECIGEN, INC. · PGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas D. Reed
Officer — Chief Science Officer
Period of report
Dec 3, 2015
Accepted (ET)
Dec 7, 2015 · 5:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001356090
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 3, 2015 | A | 64,117 | $1.29 | A | 64,117 | D | |
| Common StockF1 | holding | — | — | — | 2,440 | I | By spouse | |
| Common StockF2 | holding | — | — | — | 79,340 | I | By trust | |
| Common StockF3 | holding | — | — | — | 253,005 | I | By trust of spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock (Right to Buy)F4 | $1.29 | Dec 3, 2015 | D | 64,117 | D | — | Feb 7, 2016 | Common Stock | 64,117 | 0 | D |
Explanation of responses
- F1Held by Jacquelyn Ann Reed, spouse.
- F2Held by Thomas David Reed, Trustee of the Thomas David Reed Living Trust dated February 4, 2011.
- F3Held by Jacquelyn Ann Reed, Trustee of the Jacquelyn Ann Reed Living Trust dated Febrary 4, 2011.
- F4These options were immediately exercisable.