SEC Form 4 · accession 0001225385-16-000072
PRECIGEN, INC. · PGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald P. Lehr
Officer — Chief Legal Officer
Period of report
Aug 18, 2016
Accepted (ET)
Aug 18, 2016 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001356090
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 18, 2016 | M | 11,829 | $3.18 | A | 27,155 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock (right to buy)F1 | $3.18 | Aug 18, 2016 | M | 11,829 | D | — | Oct 26, 2019 | Common Stock | 11,829 | 0 | D |
Explanation of responses
- F1The options are fully vested. 25% of the options vested on each of October 26, 2010, 2011, 2012, and 2013.