Company · CIK 0001137774 · SIC 6311 — Life Insurance · NYSE

PRUDENTIAL FINANCIAL INC · PRU

Insider activity reported against this company. All insider holders · Files at: PGIM, TYG, TTP, EMO, CBA, NTG, KED, KYE and 1 more. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market activity at this companybuys $617k · 6sales $179.2M · 57net −$178.6M

Open-market trades as an insider elsewherebuys $1541000.12B · 4sales $0 · 0net $1541000.12B

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 9, 2016 SForm 4 →	Nov 14, 3:47 pm EST	Sharon C TaylorSenior Vice President	20,952	$92.64	$1,940,928	67,518	−23.7%	plan? late
Nov 9, 2016 MForm 4 →	Nov 14, 3:47 pm EST	Sharon C TaylorSenior Vice President	21,030	$89.26	$1,877,134	81,330	—	plan? late
Nov 9, 2016 SForm 4 →	Nov 14, 3:45 pm EST	Scott SleysterSenior Vice President	17,124	$93.63	$1,603,330	24,806	−40.8%	plan? late
Nov 9, 2016 MForm 4 →	Nov 14, 3:45 pm EST	Scott SleysterSenior Vice President	17,124	$85.51	$1,464,322	37,240	—	plan? late
Nov 9, 2016 SForm 4 →	Nov 14, 3:37 pm EST	Charles F LowreyExecutive Vice President	129,345	$90.28	$11,677,895	36,408	−78.0%	plan? late
Nov 9, 2016 MForm 4 →	Nov 14, 3:37 pm EST	Charles F LowreyExecutive Vice President	123,617	$60.40	$7,466,250	43,777	—	plan? late
Nov 9, 2016 SForm 4 →	Nov 14, 3:33 pm EST	Richard F LambertSenior Vice President	2,912	$93.00	$270,816	9,350	−23.7%	plan? late
Nov 9, 2016 MForm 4 →	Nov 14, 3:33 pm EST	Richard F LambertSenior Vice President	2,912	$91.73	$267,118	12,262	—	plan? late
Nov 9, 2016 SForm 4 →	Nov 14, 3:32 pm EST	Barbara KosterSenior Vice President	21,336	$91.10	$1,943,730	35,999	−37.2%	plan? late
Nov 9, 2016 MForm 4 →	Nov 14, 3:32 pm EST	Barbara KosterSenior Vice President	21,336	$77.36	$1,650,565	57,335	—	plan? late
Nov 9, 2016 SForm 4 →	Nov 14, 3:30 pm EST	Timothy P HarrisEVP and General Counsel	5,527	$93.00	$514,011	14,393	−27.7%	plan? late
Nov 9, 2016 MForm 4 →	Nov 14, 3:30 pm EST	Timothy P HarrisEVP and General Counsel	5,527	$91.73	$506,992	19,920	—	plan? late
Nov 9, 2016 SForm 4 →	Nov 14, 3:26 pm EST	Robert FalzonEVP and CFO	14,695	$90.00	$1,322,550	37,081	−28.4%	plan? late
Nov 9, 2016 MForm 4 →	Nov 14, 3:26 pm EST	Robert FalzonEVP and CFO	15,007	$84.53	$1,268,542	51,776	—	plan? late
Nov 7, 2016 SForm 4 →	Nov 9, 4:18 pm EST	John R Strangfeld Jr.Chief Executive Officer, Director	80,000	$88.00	$7,040,000	246,800	−24.5%	plan?
Nov 7, 2016 SForm 4 →	Nov 9, 4:15 pm EST	Nicholas C SilitchSenior Vice President	52,193	$88.35	$4,611,172	12,220	−81.0%	plan?
Nov 7, 2016 MForm 4 →	Nov 9, 4:15 pm EST	Nicholas C SilitchSenior Vice President	56,740	$56.37	$3,198,521	64,413	—	plan?
Oct 14, 2016 SForm 4 →	Oct 18, 1:25 pm EDT	Scott SleysterSenior Vice President	9,379	$85.06	$797,731	24,806	−27.4%	plan?
Oct 14, 2016 MForm 4 →	Oct 18, 1:25 pm EDT	Scott SleysterSenior Vice President	9,379	$69.03	$647,432	34,185	—	plan?
Oct 10, 2016 SForm 4 →	Oct 12, 3:45 pm EDT	Sharon C TaylorSenior Vice President	85,490	$84.99	$7,266,157	67,440	−55.9%	plan?
Oct 10, 2016 MForm 4 →	Oct 12, 3:45 pm EDT	Sharon C TaylorSenior Vice President	92,029	$60.33	$5,552,424	152,930	—	plan?
Oct 5, 2016 SForm 4 →	Oct 7, 3:06 pm EDT	Robert FalzonEVP and CFO	9,781	$85.00	$831,385	36,769	−21.0%	plan?
Oct 5, 2016 MForm 4 →	Oct 7, 3:06 pm EDT	Robert FalzonEVP and CFO	10,106	$78.08	$789,076	46,550	—	plan?
Oct 5, 2016 SForm 4 →	Oct 7, 3:03 pm EDT	Charles F LowreyExecutive Vice President	50,322	$85.00	$4,277,370	42,136	−54.4%	plan?
Oct 5, 2016 MForm 4 →	Oct 7, 3:03 pm EDT	Charles F LowreyExecutive Vice President	35,795	$80.00	$2,863,600	92,458	—	plan?
Oct 5, 2016 SForm 4 →	Oct 7, 3:01 pm EDT	Timothy P HarrisEVP and General Counsel	6,531	$85.00	$555,135	14,393	−31.2%	plan?
Oct 5, 2016 MForm 4 →	Oct 7, 3:01 pm EDT	Timothy P HarrisEVP and General Counsel	8,317	$48.36	$402,210	20,924	—	plan?
Sep 9, 2016 SForm 4 →	Sep 13, 3:54 pm EDT	Sharon C TaylorSenior Vice President	13,039	$80.01	$1,043,250	60,901	−17.6%	plan?
Sep 9, 2016 MForm 4 →	Sep 13, 3:54 pm EDT	Sharon C TaylorSenior Vice President	14,226	$53.56	$761,883	73,940	—	plan?
Sep 9, 2016 SForm 4 →	Sep 13, 3:49 pm EDT	Stephen PelletierExecutive Vice President	39,617	$80.00	$3,169,360	2,564	−93.9%	plan?
Sep 9, 2016 MForm 4 →	Sep 13, 3:49 pm EDT	Stephen PelletierExecutive Vice President	39,617	$57.35	$2,271,911	42,181	—	plan?
Sep 9, 2016 SForm 4 →	Sep 13, 3:47 pm EDT	Charles F LowreyExecutive Vice President	41,644	$80.00	$3,331,520	56,663	−42.4%	plan?
Sep 9, 2016 MForm 4 →	Sep 13, 3:47 pm EDT	Charles F LowreyExecutive Vice President	41,644	$69.03	$2,874,685	98,307	—	plan?
Aug 9, 2016 GForm 4/A →	Feb 16, 2017, 9:59 am EST	John R Strangfeld Jr.Chief Executive Officer, Director	7,300	—	—	319,500	—	plan?
Aug 9, 2016 GMForm 4 →	Nov 14, 3:54 pm EST	John R Strangfeld Jr.Chief Executive Officer, Director	497,238	$69.61	$34,172,078	389,710	—	plan? late amended
Aug 8, 2016 SForm 4 →	Aug 10, 2:27 pm EDT	Robert FalzonEVP and CFO	33,820	$77.13	$2,608,537	36,444	−48.1%	plan?
Aug 8, 2016 MForm 4 →	Aug 10, 2:27 pm EDT	Robert FalzonEVP and CFO	38,760	$57.00	$2,209,320	70,264	—	plan?
Aug 8, 2016 SForm 4 →	Aug 10, 2:25 pm EDT	Stephen PelletierExecutive Vice President	4,470	$76.36	$341,329	2,564	−63.5%	plan?
May 10, 2016 DMForm 4 →	May 12, 4:25 pm EDT	James CullenDirector	3,590	$77.16	$138,502	2,000	—	plan?
May 10, 2016 DMForm 4 →	May 12, 4:22 pm EDT	Gilbert F CasellasDirector	3,590	$77.16	$138,502	500	—	plan?
May 10, 2016 DMForm 4 →	May 12, 4:20 pm EDT	Constance J HornerDirector	16,484	$77.16	$635,953	6,721	—	plan?
May 10, 2016 DMForm 4 →	May 12, 4:19 pm EDT	Gordon M BethuneDirector	3,590	$77.16	$138,502	13,935	—	plan?
May 10, 2016 MForm 4 →	May 12, 4:15 pm EDT	Christine A PoonDirector	1,795	—	—	11,583	—	plan?
Feb 16, 2016 PForm 4 →	Feb 17, 2:42 pm EST	Douglas A ScovannerDirector	7,400	$62.56	$462,944	12,000	+161%	plan?
Feb 12, 2016 FMForm 4 →	Feb 17, 2:40 pm EST	Timothy P HarrisEVP and General Counsel	5,494	$61.64	$81,303	12,607	—	plan?
Feb 12, 2016 FMForm 4 →	Feb 17, 2:38 pm EST	Robert AxelSVP and Controller	2,416	$61.64	$45,983	924	—	plan?
Feb 9, 2016 FMForm 4 →	Feb 11, 5:04 pm EST	Sharon C TaylorSenior Vice President	7,546	$63.59	$114,780	59,714	—	plan?
Feb 9, 2016 FMForm 4 →	Feb 11, 5:03 pm EST	John R Strangfeld Jr.Chief Executive Officer, Director	62,215	$63.59	$1,135,590	326,800	—	plan?
Feb 9, 2016 FMForm 4 →	Feb 11, 4:58 pm EST	Scott SleysterSenior Vice President	5,673	$63.59	$86,864	24,806	—	plan?
Feb 9, 2016 FMForm 4 →	Feb 11, 4:54 pm EST	Nicholas C SilitchSenior Vice President	8,138	$63.59	$152,425	7,673	—	plan?
Feb 9, 2016 FMForm 4 →	Feb 11, 4:51 pm EST	Stephen PelletierExecutive Vice President	10,531	$63.59	$171,820	7,034	—	plan?
Feb 9, 2016 FMForm 4 →	Feb 11, 4:48 pm EST	Charles F LowreyExecutive Vice President	34,309	$63.59	$688,425	56,663	—	plan?
Feb 9, 2016 FMForm 4 →	Feb 11, 4:47 pm EST	Richard F LambertSenior Vice President	2,279	$63.59	$37,009	9,350	—	plan?
Feb 9, 2016 FMForm 4 →	Feb 11, 4:45 pm EST	Barbara KosterSenior Vice President	5,507	$63.59	$84,638	35,999	—	plan?
Feb 9, 2016 FMForm 4 →	Feb 11, 4:36 pm EST	Mark B GrierVice Chairman, Director	50,827	$63.59	$909,146	323,985	—	plan?
Feb 9, 2016 FMForm 4 →	Feb 11, 4:34 pm EST	Robert FalzonEVP and CFO	13,677	$63.59	$206,032	31,504	—	plan?
Dec 1, 2015 SForm 4 →	Dec 3, 3:07 pm EST	Scott SleysterSenior Vice President	13,431	$87.04	$1,169,034	21,865	−38.1%	plan?
Dec 1, 2015 MForm 4 →	Dec 3, 3:07 pm EST	Scott SleysterSenior Vice President	13,431	$76.15	$1,022,771	35,296	—	plan?
Dec 1, 2015 SForm 4 →	Dec 3, 3:03 pm EST	Mark B GrierVice Chairman, Director	62,245	$86.93	$5,410,958	301,752	−17.1%	plan?
Dec 1, 2015 MForm 4 →	Dec 3, 3:03 pm EST	Mark B GrierVice Chairman, Director	63,669	$76.15	$4,848,394	363,997	—	plan?
Dec 1, 2015 SForm 4 →	Dec 3, 2:58 pm EST	Barbara KosterSenior Vice President	6,964	$87.05	$606,216	33,154	−17.4%	plan?
Dec 1, 2015 MForm 4 →	Dec 3, 2:58 pm EST	Barbara KosterSenior Vice President	6,964	$76.15	$530,309	40,118	—	plan?
Nov 15, 2015 FMForm 4 →	Nov 17, 3:21 pm EST	Scott SleysterSenior Vice President	1,917	$84.29	$50,490	21,865	—	plan?
Nov 3, 2015 SForm 4 →	Nov 5, 4:15 pm EST	Sharon C TaylorSenior Vice President	14,589	$85.00	$1,240,065	56,101	−20.6%	plan?
Nov 3, 2015 MForm 4 →	Nov 5, 4:15 pm EST	Sharon C TaylorSenior Vice President	14,923	$76.15	$1,136,386	70,690	—	plan?
Nov 3, 2015 SForm 4 →	Nov 5, 4:09 pm EST	Charles F LowreyExecutive Vice President	7,959	$85.00	$676,515	44,006	−15.3%	plan?
Nov 3, 2015 MForm 4 →	Nov 5, 4:09 pm EST	Charles F LowreyExecutive Vice President	7,959	$76.15	$606,078	51,965	—	plan?
Nov 3, 2015 SForm 4 →	Nov 5, 4:02 pm EST	John R Strangfeld Jr.Chief Executive Officer, Director	70,026	$85.00	$5,952,210	307,290	−18.6%	plan?
Nov 3, 2015 MForm 4 →	Nov 5, 4:02 pm EST	John R Strangfeld Jr.Chief Executive Officer, Director	71,628	$76.15	$5,454,472	377,316	—	plan?
Sep 15, 2015 GForm 4 →	Nov 18, 4:55 pm EST	Sharon C TaylorSenior Vice President	323	—	—	55,778	—	plan? late
Aug 17, 2015 SForm 4 →	Aug 19, 2:36 pm EDT	Stephen PelletierExecutive Vice President	10,690	$88.93	$950,662	1,907	−84.9%	plan?
Aug 17, 2015 MForm 4 →	Aug 19, 2:36 pm EDT	Stephen PelletierExecutive Vice President	9,690	$57.00	$552,330	12,597	—	plan?
Aug 10, 2015 GForm 4 →	Nov 18, 4:52 pm EST	John R Strangfeld Jr.Chief Executive Officer, Director	6,989	—	—	300,301	—	plan? late
Aug 10, 2015 SForm 4 →	Aug 11, 2:36 pm EDT	Richard F LambertSenior Vice President	1,561	$91.19	$142,348	8,235	−15.9%	plan?
Aug 10, 2015 MForm 4 →	Aug 11, 2:36 pm EDT	Richard F LambertSenior Vice President	1,692	$76.15	$128,846	9,796	—	plan?
Jun 10, 2015 SForm 4 →	Jun 12, 4:05 pm EDT	Susan L BlountEVP & General Counsel	26,465	$90.00	$2,381,850	28,490	−48.2%	plan?
Jun 10, 2015 MForm 4 →	Jun 12, 4:05 pm EDT	Susan L BlountEVP & General Counsel	29,824	$59.41	$1,771,844	54,955	—	plan?
Jun 5, 2015 SForm 4 →	Jun 8, 2:35 pm EDT	Robert AxelSVP and Controller	996	$88.38	$88,026	0	−100%	plan?
Jun 5, 2015 MForm 4 →	Jun 8, 2:35 pm EDT	Robert AxelSVP and Controller	996	$76.15	$75,845	996	—	plan?
Jun 3, 2015 GForm 4 →	Jun 12, 3:55 pm EDT	John R Strangfeld Jr.Chief Executive Officer, Director	2,700	—	—	305,688	—	plan? late
May 12, 2015 MForm 4 →	May 14, 4:50 pm EDT	Christine A PoonDirector	1,821	—	—	9,788	—	plan?
May 12, 2015 DMForm 4 →	May 14, 4:48 pm EDT	Gordon M BethuneDirector	3,642	$86.77	$158,008	13,935	—	plan?
May 12, 2015 DMForm 4 →	May 14, 4:44 pm EDT	Gilbert F CasellasDirector	3,642	$86.77	$158,008	500	—	plan?
May 12, 2015 DMForm 4 →	May 14, 4:42 pm EDT	James CullenDirector	3,642	$86.77	$158,008	2,000	—	plan?
May 12, 2015 SForm 4 →	May 14, 4:33 pm EDT	Robert FalzonEVP and CFO	3,681	$86.41	$318,075	24,307	−13.2%	plan?
May 12, 2015 MForm 4 →	May 14, 4:33 pm EDT	Robert FalzonEVP and CFO	4,386	$59.41	$260,572	27,988	—	plan?
May 12, 2015 DMForm 4 →	May 14, 4:22 pm EDT	James A UnruhDirector	5,997	$86.77	$181,176	34,198	—	plan?
May 7, 2015 SForm 4 →	May 11, 2:40 pm EDT	John R Strangfeld Jr.Chief Executive Officer, Director	30,000	$85.00	$2,550,000	308,388	−8.87%	plan?
May 1, 2015 DMForm 4 →	May 5, 3:25 pm EDT	James A UnruhDirector	62	$81.60	$5,059	32,377	—	plan?
Apr 1, 2015 DMForm 4 →	Apr 2, 1:39 pm EDT	James A UnruhDirector	62	$80.31	$4,979	32,377	—	plan?
Mar 3, 2015 SForm 4 →	Mar 4, 2:34 pm EST	Robert AxelSVP and Controller	3,785	$81.23	$307,456	0	−100%	plan?
Mar 3, 2015 MForm 4 →	Mar 4, 2:34 pm EST	Robert AxelSVP and Controller	2,867	$58.11	$166,591	3,785	—	plan?
Mar 1, 2015 DMForm 4 →	Mar 3, 1:20 pm EST	James A UnruhDirector	62	$80.85	$5,013	32,377	—	plan?
Feb 24, 2015 SForm 4 →	Feb 26, 3:11 pm EST	Susan L BlountEVP & General Counsel	8,606	$81.32	$699,840	25,131	−25.5%	plan?
Feb 18, 2015 MForm 4 →	Feb 20, 1:28 pm EST	James A UnruhDirector	2,721	—	—	32,377	—	plan?
Feb 14, 2015 FMForm 4 →	Feb 18, 4:36 pm EST	Robert AxelSVP and Controller	2,343	$80.33	$57,356	918	—	plan?
Feb 14, 2015 FMForm 4 →	Feb 18, 4:34 pm EST	Richard F LambertSenior Vice President	2,090	$80.33	$41,370	8,104	—	plan?
Feb 14, 2015 FMForm 4 →	Feb 18, 4:33 pm EST	Nicholas C SilitchSenior Vice President	3,828	$80.33	$89,407	4,329	—	plan?
Feb 13, 2015 SForm 4 →	Feb 18, 4:30 pm EST	Charles F LowreyExecutive Vice President	64,792	$80.00	$5,183,360	44,006	−59.6%	plan?
Feb 13, 2015 MForm 4 →	Feb 18, 4:30 pm EST	Charles F LowreyExecutive Vice President	45,978	$25.30	$1,163,243	108,798	—	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Apr 1, 2018 AForm 4 →	Apr 3, 12:12 pm EDT	Thomas J Baltimore Jr.Director	554	$103.55	$57,367	31,983	—
Mar 15, 2018 AForm 4 →	Mar 19, 2:42 pm EDT	George PazDirector	46	$108.49	$4,991	1,431	—
Mar 15, 2018 AForm 4 →	Mar 19, 2:38 pm EDT	Peter R LighteDirector	46	$108.49	$4,991	1,431	—
Mar 15, 2018 AForm 4 →	Mar 19, 2:28 pm EDT	Karl J KrapekDirector	362	$108.49	$39,273	1,431	—
Mar 15, 2018 AForm 4 →	Mar 19, 2:25 pm EDT	Martina HundmejeanDirector	160	$108.49	$17,358	1,431	—
Mar 15, 2018 AForm 4 →	Mar 19, 2:21 pm EDT	Gilbert F CasellasDirector	247	$108.49	$26,797	1,431	—
Mar 15, 2018 AForm 4 →	Mar 19, 2:18 pm EDT	Thomas J Baltimore Jr.Director	347	$108.49	$37,646	1,431	—
Mar 15, 2018 AForm 4 →	Mar 19, 2:12 pm EDT	John R Strangfeld Jr.Chief Executive Officer, Director	347	$108.49	$37,646	43,126	—
Mar 15, 2018 AForm 4 →	Mar 19, 2:10 pm EDT	Scott SleysterSenior Vice President	623	$108.49	$67,589	77,416	—
Mar 15, 2018 AForm 4 →	Mar 19, 2:09 pm EDT	Stephen PelletierExecutive Vice President	266	$108.49	$28,858	33,016	—
Mar 15, 2018 AForm 4 →	Mar 19, 2:06 pm EDT	Michael TodmanDirector	46	$108.49	$4,991	1,431	—
Mar 15, 2018 AForm 4 →	Mar 19, 2:05 pm EDT	Douglas A ScovannerDirector	109	$108.49	$11,825	1,431	—
Mar 15, 2018 AForm 4 →	Mar 19, 2:03 pm EDT	Christine A PoonDirector	107	$108.49	$11,608	1,431	—
Mar 15, 2018 AForm 4 →	Mar 19, 1:58 pm EDT	Sandra PianaltoDirector	43	$108.49	$4,665	1,431	—
Mar 12, 2018 IForm 4 →	Mar 14, 3:27 pm EDT	Robert AxelSVP and Controller	1,191	$109.89	$130,879	1,191	—
Feb 20, 2018 MForm 4 →	Feb 22, 3:37 pm EST	Stephen PelletierExecutive Vice President	32,403	—	—	18,928	—
Feb 13, 2018 AMForm 4 →	Feb 15, 4:39 pm EST	Charles F LowreyExecutive Vice President	58,999	—	—	11,690	—
Feb 13, 2018 AMForm 4 →	Feb 15, 4:36 pm EST	John R Strangfeld Jr.Chief Executive Officer, Director	120,653	—	—	24,611	—
Feb 13, 2018 AMForm 4 →	Feb 15, 4:36 pm EST	Candace WoodsSenior Vice President	3,630	—	—	1,354	—
Feb 13, 2018 AMForm 4 →	Feb 15, 4:34 pm EST	Scott SleysterSenior Vice President	23,794	—	—	6,399	—
Feb 13, 2018 AMForm 4 →	Feb 15, 4:34 pm EST	Robert AxelSVP and Controller	5,253	—	—	1,477	—
Feb 13, 2018 AMForm 4 →	Feb 15, 4:33 pm EST	Stephen PelletierExecutive Vice President	57,174	—	—	11,690	—
Feb 13, 2018 AMForm 4 →	Feb 15, 4:32 pm EST	Timothy P HarrisEVP and General Counsel	21,945	—	—	6,768	—
Feb 13, 2018 AMForm 4 →	Feb 15, 4:31 pm EST	Nicholas C SilitchSenior Vice President	24,342	—	—	6,399	—
Feb 13, 2018 AMForm 4 →	Feb 15, 4:30 pm EST	Barbara KosterSenior Vice President	12,600	—	—	3,384	—
Feb 13, 2018 AForm 4 →	Feb 15, 4:28 pm EST	Lucien AlziariSenior Vice President	11,425	—	—	4,923	—
Feb 13, 2018 AMForm 4 →	Feb 15, 4:27 pm EST	Mark B GrierVice Chairman, Director	97,253	—	—	19,689	—
Feb 13, 2018 AMForm 4 →	Feb 15, 4:26 pm EST	Robert FalzonEVP and CFO	46,802	—	—	9,845	—
Feb 10, 2018 MForm 4 →	Feb 13, 1:45 pm EST	Candace WoodsSenior Vice President	1,460	—	—	0	—
Jan 29, 2018 AForm 4 →	Jan 31, 1:08 pm EST	Thomas J Baltimore Jr.Director	183	$126.02	$23,062	31,171	—
Jan 18, 2018 IForm 4 →	Jan 19, 1:37 pm EST	Karl J KrapekDirector	5,406	$123.44	$667,317	23,384	—
Jan 2, 2018 MForm 4 →	Jan 3, 3:05 pm EST	Barbara KosterSenior Vice President	8,758	—	—	4,380	—
Jan 1, 2018 AForm 4 →	Jan 3, 3:00 pm EST	Karl J KrapekDirector	391	$114.98	$44,957	28,790	—
Jan 1, 2018 AForm 4 →	Jan 3, 2:40 pm EST	Thomas J Baltimore Jr.Director	429	$114.98	$49,326	30,987	—
Dec 14, 2017 AForm 4 →	Dec 18, 12:08 pm EST	Scott SleysterSenior Vice President	489	$114.47	$55,976	76,667	—
Dec 14, 2017 AForm 4 →	Dec 18, 12:06 pm EST	Stephen PelletierExecutive Vice President	208	$114.47	$23,810	32,697	—
Dec 14, 2017 AForm 4 →	Dec 18, 12:03 pm EST	Michael TodmanDirector	36	$114.47	$4,121	1,419	—
Dec 14, 2017 AForm 4 →	Dec 18, 12:01 pm EST	Douglas A ScovannerDirector	85	$114.47	$9,730	1,419	—
Dec 14, 2017 AForm 4 →	Dec 18, 11:59 am EST	John R Strangfeld Jr.Chief Executive Officer, Director	272	$114.47	$31,136	42,709	—
Dec 14, 2017 AForm 4 →	Dec 18, 11:57 am EST	Gilbert F CasellasDirector	194	$114.47	$22,207	1,419	—
Dec 14, 2017 AForm 4 →	Dec 18, 11:55 am EST	Thomas J Baltimore Jr.Director	268	$114.47	$30,678	1,419	—
Dec 14, 2017 AForm 4 →	Dec 18, 11:51 am EST	Christine A PoonDirector	84	$114.47	$9,615	1,419	—
Dec 14, 2017 AForm 4 →	Dec 18, 11:46 am EST	Sandra PianaltoDirector	34	$114.47	$3,892	1,419	—
Dec 14, 2017 AForm 4 →	Dec 18, 11:41 am EST	George PazDirector	36	$114.47	$4,121	1,419	—
Dec 14, 2017 AForm 4 →	Dec 18, 11:39 am EST	Peter R LighteDirector	36	$114.47	$4,121	1,419	—
Dec 14, 2017 AForm 4 →	Dec 18, 11:37 am EST	Karl J KrapekDirector	317	$114.47	$36,287	1,419	—
Dec 14, 2017 AForm 4 →	Dec 18, 11:35 am EST	Martina HundmejeanDirector	112	$114.47	$12,821	1,419	—
Nov 29, 2017 MForm 4 →	Nov 30, 2:40 pm EST	Timothy P HarrisEVP and General Counsel	10,527	—	—	0	—
Nov 9, 2017 MForm 4 →	Nov 13, 3:19 pm EST	Nicholas C SilitchSenior Vice President	41,441	—	—	21,872	—
Nov 8, 2017 MForm 4 →	Nov 13, 3:15 pm EST	Charles F LowreyExecutive Vice President	19,979	—	—	39,958	—	late
Oct 1, 2017 AForm 4 →	Oct 2, 3:26 pm EDT	Karl J KrapekDirector	423	$106.32	$44,973	28,214	—
Oct 1, 2017 AForm 4 →	Oct 2, 3:23 pm EDT	Thomas J Baltimore Jr.Director	464	$106.32	$49,332	30,358	—
Sep 14, 2017 AForm 4 →	Sep 18, 3:07 pm EDT	Scott SleysterSenior Vice President	543	$101.97	$55,370	76,312	—
Sep 14, 2017 AForm 4 →	Sep 18, 3:05 pm EDT	John R Strangfeld Jr.Chief Executive Officer, Director	302	$101.97	$30,795	42,511	—
Sep 14, 2017 AForm 4 →	Sep 18, 3:03 pm EDT	Stephen PelletierExecutive Vice President	231	$101.97	$23,555	32,546	—
Sep 14, 2017 AForm 4 →	Sep 18, 3:00 pm EDT	Michael TodmanDirector	41	$101.97	$4,181	1,410	—
Sep 14, 2017 AForm 4 →	Sep 18, 2:58 pm EDT	Sandra PianaltoDirector	38	$101.97	$3,875	1,410	—
Sep 14, 2017 AForm 4 →	Sep 18, 2:56 pm EDT	George PazDirector	41	$101.97	$4,181	1,410	—
Sep 14, 2017 AForm 4 →	Sep 18, 2:53 pm EDT	Douglas A ScovannerDirector	95	$101.97	$9,687	1,410	—
Sep 14, 2017 AForm 4 →	Sep 18, 2:51 pm EDT	Christine A PoonDirector	94	$101.97	$9,585	1,410	—
Sep 14, 2017 AForm 4 →	Sep 18, 2:48 pm EDT	Peter R LighteDirector	41	$101.97	$4,181	1,410	—
Sep 14, 2017 AForm 4 →	Sep 18, 2:46 pm EDT	Karl J KrapekDirector	350	$101.97	$35,690	1,410	—
Sep 14, 2017 AForm 4 →	Sep 18, 2:43 pm EDT	Martina HundmejeanDirector	124	$101.97	$12,644	1,410	—
Sep 14, 2017 AForm 4 →	Sep 18, 2:39 pm EDT	Gilbert F CasellasDirector	216	$101.97	$22,026	1,410	—
Sep 14, 2017 AForm 4 →	Sep 18, 2:32 pm EDT	Thomas J Baltimore Jr.Director	296	$101.97	$30,183	1,410	—
Aug 9, 2017 MForm 4 →	Aug 11, 11:56 am EDT	Nicholas C SilitchSenior Vice President	14,897	—	—	0	—
Aug 7, 2017 MForm 4 →	Aug 9, 2:16 pm EDT	Stephen PelletierExecutive Vice President	4,455	—	—	0	—
Jul 3, 2017 MForm 4 →	Jul 6, 1:45 pm EDT	John R Strangfeld Jr.Chief Executive Officer, Director	170,667	—	—	0	—
Jul 1, 2017 AForm 4 →	Jul 5, 3:36 pm EDT	Karl J KrapekDirector	574	$108.14	$62,072	27,588	—
Jul 1, 2017 AForm 4 →	Jul 5, 3:32 pm EDT	Thomas J Baltimore Jr.Director	388	$108.14	$41,958	29,675	—
Jun 15, 2017 AForm 4 →	Jul 12, 2:29 pm EDT	Lucien AlziariSenior Vice President	2,352	—	—	2,352	—	late
Jun 15, 2017 AForm 4 →	Jun 19, 3:43 pm EDT	John R Strangfeld Jr.Chief Executive Officer, Director	284	$108.28	$30,752	42,147	—
Jun 15, 2017 AForm 4 →	Jun 19, 3:41 pm EDT	Scott SleysterSenior Vice President	510	$108.28	$55,223	75,658	—
Jun 15, 2017 AForm 4 →	Jun 19, 3:38 pm EDT	Stephen PelletierExecutive Vice President	217	$108.28	$23,497	32,267	—
Jun 15, 2017 AForm 4 →	Jun 19, 3:34 pm EDT	Michael TodmanDirector	38	$108.28	$4,115	1,400	—
Jun 15, 2017 AForm 4 →	Jun 19, 3:30 pm EDT	Douglas A ScovannerDirector	88	$108.28	$9,529	1,400	—
Jun 15, 2017 AForm 4 →	Jun 19, 3:26 pm EDT	Christine A PoonDirector	87	$108.28	$9,420	1,400	—
Jun 15, 2017 AForm 4 →	Jun 19, 3:19 pm EDT	Sandra PianaltoDirector	35	$108.28	$3,790	1,400	—
Jun 15, 2017 AForm 4 →	Jun 19, 3:17 pm EDT	George PazDirector	38	$108.28	$4,115	1,400	—
Jun 15, 2017 AForm 4 →	Jun 19, 3:15 pm EDT	Peter R LighteDirector	38	$108.28	$4,115	1,400	—
Jun 15, 2017 AForm 4 →	Jun 19, 3:07 pm EDT	Karl J KrapekDirector	323	$108.28	$34,974	1,400	—
Jun 15, 2017 AForm 4 →	Jun 19, 3:05 pm EDT	Martina HundmejeanDirector	116	$108.28	$12,560	1,400	—
Jun 15, 2017 AForm 4 →	Jun 19, 2:42 pm EDT	Gilbert F CasellasDirector	202	$108.28	$21,873	1,400	—
Jun 15, 2017 AForm 4 →	Jun 19, 2:39 pm EDT	Thomas J Baltimore Jr.Director	273	$108.28	$29,560	1,400	—
May 9, 2017 AForm 4 →	May 11, 4:11 pm EDT	Michael TodmanDirector	1,390	—	—	1,390	—
May 9, 2017 AForm 4 →	May 11, 4:10 pm EDT	Douglas A ScovannerDirector	1,390	—	—	1,390	—
May 9, 2017 AMForm 4 →	May 11, 4:09 pm EDT	Christine A PoonDirector	3,396	—	—	0	—
May 9, 2017 AForm 4 →	May 11, 4:07 pm EDT	Sandra PianaltoDirector	1,390	—	—	1,390	—
May 9, 2017 AForm 4 →	May 11, 4:06 pm EDT	George PazDirector	1,390	—	—	1,390	—
May 9, 2017 AForm 4 →	May 11, 4:04 pm EDT	Peter R LighteDirector	1,390	—	—	1,390	—
May 9, 2017 AForm 4 →	May 11, 4:03 pm EDT	Karl J KrapekDirector	1,390	—	—	1,390	—
May 9, 2017 AForm 4 →	May 11, 4:01 pm EDT	Martina HundmejeanDirector	1,390	—	—	1,390	—
May 9, 2017 MForm 4 →	May 11, 3:59 pm EDT	James CullenDirector	2,006	—	—	0	—
May 9, 2017 AMForm 4 →	May 11, 3:58 pm EDT	Gilbert F CasellasDirector	3,396	—	—	0	—
May 9, 2017 AForm 4 →	May 11, 3:56 pm EDT	Thomas J Baltimore Jr.Director	1,390	—	—	1,390	—
May 8, 2017 MForm 4 →	May 10, 2:14 pm EDT	Charles F LowreyExecutive Vice President	236,078	—	—	0	—
Apr 1, 2017 AForm 4 →	Apr 4, 2:12 pm EDT	Karl J KrapekDirector	621	$106.68	$66,248	24,821	—
Apr 1, 2017 AForm 4 →	Apr 4, 2:10 pm EDT	Thomas J Baltimore Jr.Director	358	$106.68	$38,191	27,079	—
Mar 16, 2017 AForm 4 →	Mar 20, 4:45 pm EDT	John R Strangfeld Jr.Chief Executive Officer, Director	274	$111.62	$30,584	41,835	—
Mar 16, 2017 AForm 4 →	Mar 20, 4:44 pm EDT	Scott SleysterSenior Vice President	493	$111.62	$55,029	75,099	—

Filed by this entity as an insider elsewhere — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jul 15, 2026 PForm 4 →	Jul 17, 1:20 pm EDT	TORTOISE ENERGY INFRASTRUCTURE CORPTYG	6,000,000	$10.00	$60,000,000	3,000,000	—
Nov 16, 2018 JForm 4 →	Nov 20, 4:28 pm EST	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.CBA	150	—	—	0	—	plan?
Oct 16, 2018 PForm 4 →	Oct 18, 3:35 pm EDT	TORTOISE MLP FUND, INC.NTG	48,880,000	$8,224,223.04	$402,000,022,000,000	—	—	plan?
Aug 6, 2018 JForm 4 →	Aug 8, 4:44 pm EDT	Kayne Anderson Energy Total Return Fund, Inc.KYE	3,488,257	$1.00	$3,488,257	—	—	plan?
Aug 6, 2018 JForm 4 →	Aug 8, 3:49 pm EDT	KAYNE ANDERSON ENERGY DEVELOPMENT COKED	1,000,000	$25.00	$25,000,000	0	—	plan?
Dec 13, 2017 PForm 4 →	Dec 14, 4:40 pm EST	TORTOISE MLP FUND, INC.NTG	33,600,000	$25,297,620.24	$850,000,040,000,000	—	—	plan?
Sep 25, 2017 PForm 4 →	Sep 26, 1:45 pm EDT	TORTOISE ENERGY INFRASTRUCTURE CORPTYG	25,000,000	$11,560,000.00	$289,000,000,000,000	—	—	plan?
Feb 24, 2016 JForm 4 →	Feb 26, 3:40 pm EST	ClearBridge Energy MLP Fund Inc.CEM	572	$103,085.76	$58,965,056	160	—	plan?
Feb 23, 2016 JForm 4 →	Feb 25, 4:59 pm EST	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.CBA	210	$103,137.18	$21,658,808	24	—	plan?
Feb 17, 2016 JForm 4 →	Feb 19, 2:53 pm EST	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.CBA	150	$103,067.05	$15,460,057	205	—	plan?
Dec 30, 2015 JForm 4 →	Jan 4, 2016, 4:33 pm EST	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.CBA	240	$102,490.00	$24,597,600	140	—	plan?

Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)

No reported derivative activity in this period.