SEC Form 4 · accession 0001127602-17-023546
PRUDENTIAL FINANCIAL INC · PRU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lucien Alziari
Officer — Senior Vice President
Period of report
Jun 15, 2017
Accepted (ET)
Jul 12, 2017 · 2:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001137774
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 6/15/2017 Restricted Stock UnitsF1,F2 | — | Jun 15, 2017 | A | 2,352 | A | — | — | Common Stock | 2,352 | 2,352 | D |
Explanation of responses
- F1The Restricted Stock Units convert to common stock on a 1 to 1 basis.
- F2The Restricted Stock Units will vest on June 15, 2020.