SEC Form 4 · accession 0001137774-17-000110
TORTOISE ENERGY INFRASTRUCTURE CORP · TYG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Sep 25, 2017
Accepted (ET)
Sep 26, 2017 · 1:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001268533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| 3.33% Senior Notes, Series PP, due September 25, 2027F1 | Sep 25, 2017 | P | 12,000,000 | $12,000,000.00 | A | — | I | By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person |
| 3.33% Senior Notes, Series PP, due September 25, 2027F2 | Sep 25, 2017 | P | 12,000,000 | $12,000,000.00 | A | — | I | By The Gibraltar Life Insurance Co., Ltd., a wholly-owned subsidiary of the Reporting Person |
| 3.33% Senior Notes, Series PP, due September 25, 2027F3 | Sep 25, 2017 | P | 1,000,000 | $1,000,000.00 | A | — | I | By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
- F2These notes are owned directly by The Gibraltar Life Insurance Co., Ltd., a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
- F3These notes are owned directly by Prudential Retirement Insurance and Annuity Company, a less than ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.