Company · CIK 0001137774 · SIC 6311 — Life Insurance · NYSE

PRUDENTIAL FINANCIAL INC · PRU

Insider activity reported against this company. All insider holders · Files at: PGIM, TYG, TTP, EMO, CBA, NTG, KED, KYE and 1 more. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market activity at this companybuys $617k · 6sales $179.2M · 57net −$178.6M

Open-market trades as an insider elsewherebuys $1541000.12B · 4sales $0 · 0net $1541000.12B

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Aug 31, 2026 FMForm 4 →	Sep 2, 1:50 pm EDT	Robert E BoyleSenior Vice President	468	$117.60	$13,524	5,972	—
Aug 14, 2026 SForm 4 →	Aug 18, 5:03 pm EDT	Ann M KapplerEVP and General Counsel	7,652	$125.01	$956,577	14,407	−34.7%
Feb 20, 2019 SForm 4 →	Feb 21, 3:31 pm EST	Stephen PelletierExecutive Vice President	26,006	$94.04	$2,445,593	7,971	−76.5%	plan?
Feb 20, 2019 MForm 4 →	Feb 21, 3:31 pm EST	Stephen PelletierExecutive Vice President	18,928	$63.59	$1,203,632	33,977	—	plan?
Feb 15, 2019 SForm 4 →	Feb 19, 4:17 pm EST	Stephen PelletierExecutive Vice President	6,532	$94.14	$614,922	15,049	−30.3%	plan?
Feb 12, 2019 FMForm 4 →	Feb 14, 5:48 pm EST	Kenneth TanjiEVP and CFO	4,362	$93.36	$97,001	16,785	—	plan?
Feb 12, 2019 FMForm 4 →	Feb 14, 5:45 pm EST	John R Strangfeld Jr.Director	69,244	$93.36	$2,033,754	300,194	—	plan?
Feb 12, 2019 FMForm 4 →	Feb 14, 5:40 pm EST	Candace WoodsSenior Vice President	829	$93.36	$18,205	6,972	—	plan?
Feb 12, 2019 FMForm 4 →	Feb 14, 5:37 pm EST	Scott SleysterExecutive Vice President	16,385	$93.36	$377,641	42,753	—	plan?
Feb 12, 2019 FMForm 4 →	Feb 14, 5:36 pm EST	Nicholas C SilitchSenior Vice President	17,318	$93.36	$464,746	25,174	—	plan?
Feb 12, 2019 FMForm 4 →	Feb 14, 5:34 pm EST	Stephen PelletierExecutive Vice President	29,650	$93.36	$774,234	21,581	—	plan?
Feb 12, 2019 FMForm 4 →	Feb 14, 5:32 pm EST	Charles F LowreyCEO and Chairman Elect, Director	32,934	$93.36	$970,010	56,763	—	plan?
Feb 12, 2019 FMForm 4 →	Feb 14, 5:31 pm EST	Barbara KosterSenior Vice President	8,558	$93.36	$189,614	28,651	—	plan?
Feb 12, 2019 FMForm 4 →	Feb 14, 5:29 pm EST	Timothy P HarrisEVP and General Counsel	12,428	$93.36	$274,012	31,249	—	plan?
Feb 12, 2019 FMForm 4 →	Feb 14, 5:27 pm EST	Mark B GrierVice Chairman, Director	53,718	$93.36	$1,470,513	380,884	—	plan?
Feb 12, 2019 FMForm 4 →	Feb 14, 5:26 pm EST	Robert FalzonEVP and Vice Chairman	26,098	$93.36	$664,163	64,228	—	plan?
Feb 12, 2019 FMForm 4 →	Feb 14, 5:24 pm EST	Robert AxelSVP and Controller	3,312	$93.36	$87,572	3,485	—	plan?
Feb 9, 2019 FMForm 4 →	Feb 11, 3:43 pm EST	Candace WoodsSenior Vice President	2,220	$90.99	$50,681	6,533	—	plan?
Feb 9, 2019 FMForm 4 →	Feb 11, 3:38 pm EST	Timothy L SchmidtSenior Vice President	11,355	$90.99	$245,400	17,464	—	plan?
Jan 9, 2019 DMForm 4 →	Jan 11, 5:00 pm EST	John R Strangfeld Jr.Director	67,386	$85.50	$2,880,752	274,518	—	plan?
Dec 13, 2018 GForm 5 →	Feb 11, 2019, 3:34 pm EST	Timothy L SchmidtSenior Vice President	100	—	—	11,503	—	plan?
Dec 13, 2018 GForm 5 →	Feb 11, 2019, 3:28 pm EST	Douglas A ScovannerDirector	10,940	—	—	5,470	—	plan?
Dec 10, 2018 PForm 4 →	Dec 12, 3:50 pm EST	Sandra PianaltoDirector	250	$83.53	$20,883	451	+124%	plan?
Sep 28, 2018 SForm 4 →	Oct 2, 4:48 pm EDT	Scott SleysterSenior Vice President	23,300	$99.74	$2,323,905	34,458	−40.3%	plan?
Sep 28, 2018 MForm 4 →	Oct 2, 4:48 pm EDT	Scott SleysterSenior Vice President	23,300	$25.30	$589,490	57,758	—	plan?
May 8, 2018 DMForm 4 →	May 10, 1:56 pm EDT	Christine A PoonDirector	2,862	$100.10	$143,243	11,583	—	plan?
May 8, 2018 DMForm 4 →	May 10, 12:38 pm EDT	Gilbert F CasellasDirector	2,862	$100.10	$143,243	500	—	plan?
Feb 20, 2018 SForm 4 →	Feb 22, 3:37 pm EST	Stephen PelletierExecutive Vice President	40,729	$108.75	$4,429,435	8,517	−82.7%	plan?
Feb 20, 2018 MForm 4 →	Feb 22, 3:37 pm EST	Stephen PelletierExecutive Vice President	32,403	$69.62	$2,255,760	49,246	—	plan?
Feb 13, 2018 FMForm 4 →	Feb 15, 4:39 pm EST	Charles F LowreyExecutive Vice President	26,381	$106.89	$881,629	44,609	—	plan?
Feb 13, 2018 FMForm 4 →	Feb 15, 4:36 pm EST	John R Strangfeld Jr.Chief Executive Officer, Director	48,516	$106.89	$1,525,000	274,518	—	plan?
Feb 13, 2018 FMForm 4 →	Feb 15, 4:36 pm EST	Candace WoodsSenior Vice President	704	$106.89	$17,744	5,427	—	plan?
Feb 13, 2018 FMForm 4 →	Feb 15, 4:34 pm EST	Scott SleysterSenior Vice President	13,000	$106.89	$334,352	34,458	—	plan?
Feb 13, 2018 FMForm 4 →	Feb 15, 4:34 pm EST	Robert AxelSVP and Controller	2,812	$106.89	$85,191	2,049	—	plan?
Feb 13, 2018 FMForm 4 →	Feb 15, 4:33 pm EST	Stephen PelletierExecutive Vice President	22,184	$106.89	$648,395	16,843	—	plan?
Feb 13, 2018 FMForm 4 →	Feb 15, 4:32 pm EST	Timothy P HarrisEVP and General Counsel	9,014	$106.89	$227,569	24,691	—	plan?
Feb 13, 2018 FMForm 4 →	Feb 15, 4:31 pm EST	Nicholas C SilitchSenior Vice President	14,662	$106.89	$447,335	17,812	—	plan?
Feb 13, 2018 FMForm 4 →	Feb 15, 4:30 pm EST	Barbara KosterSenior Vice President	6,849	$106.89	$172,093	24,155	—	plan?
Feb 13, 2018 FMForm 4 →	Feb 15, 4:27 pm EST	Mark B GrierVice Chairman, Director	39,696	$106.89	$1,228,273	358,668	—	plan?
Feb 13, 2018 FMForm 4 →	Feb 15, 4:26 pm EST	Robert FalzonEVP and CFO	16,227	$106.89	$442,418	52,358	—	plan?
Feb 10, 2018 FMForm 4 →	Feb 13, 1:45 pm EST	Candace WoodsSenior Vice President	1,945	$106.04	$51,429	5,055	—	plan?
Jan 2, 2018 SForm 4 →	Jan 3, 3:05 pm EST	Barbara KosterSenior Vice President	16,801	$115.17	$1,934,971	20,526	−45.0%	plan?
Jan 2, 2018 MForm 4 →	Jan 3, 3:05 pm EST	Barbara KosterSenior Vice President	8,758	$78.08	$683,825	37,327	—	plan?
Nov 29, 2017 SForm 4 →	Nov 30, 2:40 pm EST	Timothy P HarrisEVP and General Counsel	10,527	$115.00	$1,210,605	19,935	−34.6%	plan?
Nov 29, 2017 MForm 4 →	Nov 30, 2:40 pm EST	Timothy P HarrisEVP and General Counsel	10,527	$59.41	$625,409	30,462	—	plan?
Nov 9, 2017 SForm 4 →	Nov 13, 3:19 pm EST	Nicholas C SilitchSenior Vice President	44,860	$111.77	$5,014,002	11,520	−79.6%	plan?
Nov 9, 2017 MForm 4 →	Nov 13, 3:19 pm EST	Nicholas C SilitchSenior Vice President	41,441	$76.28	$3,161,023	56,380	—	plan?
Nov 8, 2017 SForm 4 →	Nov 13, 3:15 pm EST	Charles F LowreyExecutive Vice President	44,630	$111.91	$4,994,543	34,724	−56.2%	plan? late
Nov 8, 2017 MForm 4 →	Nov 13, 3:15 pm EST	Charles F LowreyExecutive Vice President	19,979	$63.59	$1,270,465	79,354	—	plan? late
Aug 9, 2017 SForm 4 →	Aug 11, 11:56 am EDT	Nicholas C SilitchSenior Vice President	14,897	$110.00	$1,638,670	15,940	−48.3%	plan?
Aug 9, 2017 GMForm 4 →	Aug 11, 11:56 am EDT	Nicholas C SilitchSenior Vice President	15,898	$59.49	$886,202	14,939	—	plan?
Aug 7, 2017 SForm 4 →	Aug 9, 2:16 pm EDT	Stephen PelletierExecutive Vice President	4,133	$112.18	$463,640	6,791	−37.8%	plan?
Aug 7, 2017 MForm 4 →	Aug 9, 2:16 pm EDT	Stephen PelletierExecutive Vice President	4,455	$81.17	$361,612	10,924	—	plan?
Jul 3, 2017 SForm 4 →	Jul 6, 1:45 pm EDT	John R Strangfeld Jr.Chief Executive Officer, Director	201,585	$110.00	$22,174,350	254,536	−44.2%	plan?
Jul 3, 2017 MForm 4 →	Jul 6, 1:45 pm EDT	John R Strangfeld Jr.Chief Executive Officer, Director	170,667	$64.01	$10,924,395	456,121	—	plan?
Jun 15, 2017 LForm 5 →	Feb 13, 2018, 1:35 pm EST	Sandra PianaltoDirector	1	$108.28	$108	201	—	plan?
May 9, 2017 DMForm 4 →	May 11, 4:09 pm EDT	Christine A PoonDirector	4,012	$107.88	$216,407	11,583	—	plan?
May 9, 2017 DMForm 4 →	May 11, 3:59 pm EDT	James CullenDirector	4,012	$107.88	$216,407	2,000	—	plan?
May 9, 2017 DMForm 4 →	May 11, 3:58 pm EDT	Gilbert F CasellasDirector	4,012	$107.88	$216,407	500	—	plan?
May 8, 2017 SForm 4 →	May 10, 2:14 pm EDT	Charles F LowreyExecutive Vice President	222,857	$108.04	$24,077,470	59,375	−79.0%	plan?
May 8, 2017 MForm 4 →	May 10, 2:14 pm EDT	Charles F LowreyExecutive Vice President	236,078	$58.07	$13,710,132	282,232	—	plan?
Mar 3, 2017 PForm 4 →	Mar 7, 12:59 pm EST	Sandra PianaltoDirector	200	$112.81	$22,562	200	—	plan?
Mar 2, 2017 SForm 4 →	Mar 3, 3:17 pm EST	Barbara KosterSenior Vice President	33,743	$112.87	$3,808,711	28,569	−54.2%	plan?
Mar 2, 2017 MForm 4 →	Mar 3, 3:17 pm EST	Barbara KosterSenior Vice President	23,994	$69.93	$1,677,998	62,312	—	plan?
Feb 27, 2017 SForm 4 →	Feb 28, 1:03 pm EST	Richard F LambertSenior Vice President	14,316	$110.58	$1,583,029	14,837	−49.1%	plan?
Feb 27, 2017 MForm 4 →	Feb 28, 1:03 pm EST	Richard F LambertSenior Vice President	17,488	$55.68	$973,745	29,153	—	plan?
Feb 23, 2017 PForm 4 →	Feb 23, 11:46 am EST	George PazDirector	500	$110.73	$55,365	500	—	plan?
Feb 21, 2017 PForm 4 →	Feb 23, 11:43 am EST	Michael TodmanDirector	450	$111.11	$50,000	450	—	plan?
Feb 17, 2017 GForm 4 →	Jun 12, 1:37 pm EDT	John R Strangfeld Jr.Chief Executive Officer, Director	7,219	—	—	285,454	—	plan? late
Feb 17, 2017 SForm 4 →	Feb 21, 3:52 pm EST	Timothy P HarrisEVP and General Counsel	6,087	$110.75	$674,135	19,935	−23.4%	plan?
Feb 17, 2017 MForm 4 →	Feb 21, 3:52 pm EST	Timothy P HarrisEVP and General Counsel	8,534	$64.01	$546,261	26,022	—	plan?
Feb 16, 2017 SForm 4 →	Feb 21, 3:55 pm EST	Stephen PelletierExecutive Vice President	71,334	$112.02	$7,990,835	6,469	−91.7%	plan?
Feb 16, 2017 MForm 4 →	Feb 21, 3:55 pm EST	Stephen PelletierExecutive Vice President	67,774	$75.68	$5,128,843	77,803	—	plan?
Feb 16, 2017 SForm 4 →	Feb 21, 3:51 pm EST	Robert AxelSVP and Controller	10,813	$112.02	$1,211,259	831	−92.9%	plan?
Feb 16, 2017 MForm 4 →	Feb 21, 3:51 pm EST	Robert AxelSVP and Controller	9,412	$73.32	$690,059	11,644	—	plan?
Feb 14, 2017 FMForm 4 →	Feb 16, 6:04 pm EST	Sharon C TaylorSenior Vice President	6,970	$110.45	$183,678	70,731	—	plan?
Feb 14, 2017 FMForm 4 →	Feb 16, 6:04 pm EST	Scott SleysterSenior Vice President	5,582	$110.45	$147,672	27,714	—	plan?
Feb 14, 2017 FMForm 4 →	Feb 16, 6:02 pm EST	John R Strangfeld Jr.Chief Executive Officer, Director	51,155	$110.45	$1,665,144	292,673	—	plan?
Feb 14, 2017 FMForm 4 →	Feb 16, 6:01 pm EST	Nicholas C SilitchSenior Vice President	9,016	$110.45	$292,472	15,940	—	plan?
Feb 14, 2017 FMForm 4 →	Feb 16, 5:59 pm EST	Timothy P HarrisEVP and General Counsel	2,341	$110.45	$60,858	17,488	—	plan?
Feb 14, 2017 FMForm 4 →	Feb 16, 5:59 pm EST	Stephen PelletierExecutive Vice President	18,379	$110.45	$602,726	10,029	—	plan?
Feb 14, 2017 FMForm 4 →	Feb 16, 5:57 pm EST	Charles F LowreyExecutive Vice President	28,458	$110.45	$1,033,370	46,154	—	plan?
Feb 14, 2017 FMForm 4 →	Feb 16, 5:55 pm EST	Mark B GrierVice Chairman, Director	41,894	$110.45	$1,345,391	341,954	—	plan?
Feb 14, 2017 FMForm 4 →	Feb 16, 5:54 pm EST	Richard F LambertSenior Vice President	4,479	$110.45	$119,507	11,665	—	plan?
Feb 14, 2017 FMForm 4 →	Feb 16, 5:53 pm EST	Robert FalzonEVP and CFO	14,746	$110.45	$409,659	44,409	—	plan?
Feb 14, 2017 FMForm 4 →	Feb 16, 5:53 pm EST	Barbara KosterSenior Vice President	4,475	$110.45	$119,065	38,318	—	plan?
Feb 14, 2017 FMForm 4 →	Feb 16, 5:51 pm EST	Robert AxelSVP and Controller	1,682	$110.45	$54,010	2,232	—	plan?
Feb 11, 2017 FMForm 4 →	Feb 14, 1:35 pm EST	Timothy P HarrisEVP and General Counsel	3,578	$108.75	$93,634	16,249	—	plan?
Feb 11, 2017 FMForm 4 →	Feb 14, 1:32 pm EST	Robert AxelSVP and Controller	1,570	$108.75	$52,526	1,528	—	plan?
Nov 22, 2016 IForm 4 →	Nov 23, 12:35 pm EST	Barbara KosterSenior Vice President	1,197	$100.29	$120,047	0	—	plan?
Nov 14, 2016 SForm 4 →	Nov 16, 3:19 pm EST	Barbara KosterSenior Vice President	22,368	$100.00	$2,236,800	35,999	−38.3%	plan?
Nov 14, 2016 MForm 4 →	Nov 16, 3:19 pm EST	Barbara KosterSenior Vice President	22,368	$25.30	$565,910	58,367	—	plan?
Nov 10, 2016 SForm 4 →	Nov 14, 3:43 pm EST	Stephen PelletierExecutive Vice President	3,040	$94.00	$285,760	2,564	−54.2%	plan?
Nov 10, 2016 MForm 4 →	Nov 14, 3:43 pm EST	Stephen PelletierExecutive Vice President	3,040	$91.73	$278,859	5,604	—	plan?
Nov 10, 2016 SForm 4 →	Nov 14, 3:29 pm EST	Mark B GrierVice Chairman, Director	65,873	$94.00	$6,192,062	324,422	−16.9%	plan?
Nov 10, 2016 MForm 4 →	Nov 14, 3:29 pm EST	Mark B GrierVice Chairman, Director	66,310	$91.73	$6,082,616	390,295	—	plan?
Nov 10, 2016 SForm 4 →	Nov 14, 3:25 pm EST	Robert AxelSVP and Controller	1,474	$95.00	$140,030	924	−61.5%	plan?
Nov 10, 2016 MForm 4 →	Nov 14, 3:25 pm EST	Robert AxelSVP and Controller	1,474	$91.73	$135,210	2,398	—	plan?
Nov 9, 2016 GForm 4 →	Nov 16, 3:16 pm EST	Sharon C TaylorSenior Vice President	431	—	—	67,087	—	plan? late
Nov 9, 2016 SForm 4 →	Nov 14, 3:54 pm EST	John R Strangfeld Jr.Chief Executive Officer, Director	458,768	$91.85	$42,137,812	272,670	−62.7%	plan? late amended

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake
Sep 10, 2026 AForm 4 →	Sep 14, 5:41 pm EDT	Andrew F SullivanChief Executive Officer, Director	143	$118.48	$16,943	12,559	—
Sep 10, 2026 AForm 4 →	Sep 14, 5:30 pm EDT	Joseph J WolkDirector	42	$118.48	$4,976	1,798	—
Sep 10, 2026 AForm 4 →	Sep 14, 5:26 pm EDT	Michael TodmanDirector	327	$118.48	$38,743	1,798	—
Sep 10, 2026 AForm 4 →	Sep 14, 5:23 pm EDT	Thomas D StoddardDirector	41	$118.48	$4,858	1,798	—
Sep 10, 2026 AForm 4 →	Sep 14, 5:18 pm EDT	Christine A PoonDirector	231	$118.48	$27,369	1,798	—
Sep 10, 2026 AForm 4 →	Sep 14, 5:11 pm EDT	Sandra PianaltoDirector	319	$118.48	$37,795	1,798	—
Sep 10, 2026 AForm 4 →	Sep 14, 5:07 pm EDT	Maryann T. MannenDirector	21	$118.48	$2,488	1,798	—
Sep 10, 2026 AForm 4 →	Sep 14, 5:05 pm EDT	Wendy Elizabeth JonesDirector	157	$118.48	$18,601	1,798	—
Sep 10, 2026 AForm 4 →	Sep 14, 5:03 pm EDT	Martina HundmejeanDirector	537	$118.48	$63,624	1,798	—
Sep 10, 2026 AForm 4 →	Sep 14, 5:01 pm EDT	Carmine Di SibioDirector	58	$118.48	$6,872	1,798	—
Sep 10, 2026 AForm 4 →	Sep 14, 4:58 pm EDT	Gilbert F CasellasDirector	534	$118.48	$63,268	1,798	—
Aug 31, 2026 MForm 4 →	Sep 2, 1:50 pm EDT	Robert E BoyleSenior Vice President	353	—	—	0	—
Jun 11, 2026 AForm 4 →	Jun 15, 2:47 pm EDT	Andrew F SullivanChief Executive Officer, Director	158	$106.51	$16,829	12,415	—
Jun 11, 2026 AForm 4 →	Jun 15, 2:38 pm EDT	Joseph J WolkDirector	46	$106.51	$4,899	1,777	—
Jun 11, 2026 AForm 4 →	Jun 15, 2:36 pm EDT	Michael TodmanDirector	358	$106.51	$38,131	1,777	—
Jun 11, 2026 AForm 4 →	Jun 15, 2:33 pm EDT	Thomas D StoddardDirector	45	$106.51	$4,793	1,777	—
Jun 11, 2026 AForm 4 →	Jun 15, 2:28 pm EDT	Christine A PoonDirector	254	$106.51	$27,054	1,777	—
Jun 11, 2026 AForm 4 →	Jun 15, 2:25 pm EDT	Sandra PianaltoDirector	351	$106.51	$37,385	1,777	—
Jun 11, 2026 AForm 4 →	Jun 15, 2:22 pm EDT	Maryann T. MannenDirector	23	$106.51	$2,450	1,777	—
Jun 11, 2026 AForm 4 →	Jun 15, 2:21 pm EDT	Wendy Elizabeth JonesDirector	172	$106.51	$18,320	1,777	—
Jun 11, 2026 AForm 4 →	Jun 15, 2:17 pm EDT	Martina HundmejeanDirector	589	$106.51	$62,734	1,777	—
Jun 11, 2026 AForm 4 →	Jun 15, 2:15 pm EDT	Carmine Di SibioDirector	64	$106.51	$6,817	1,777	—
Jun 11, 2026 AForm 4 →	Jun 15, 2:10 pm EDT	Gilbert F CasellasDirector	586	$106.51	$62,415	1,777	—
Feb 20, 2019 MForm 4 →	Feb 21, 3:31 pm EST	Stephen PelletierExecutive Vice President	18,928	—	—	0	—
Feb 12, 2019 AMForm 4 →	Feb 14, 5:48 pm EST	Kenneth TanjiEVP and CFO	37,343	—	—	8,355	—
Feb 12, 2019 MForm 4 →	Feb 14, 5:45 pm EST	John R Strangfeld Jr.Director	41,558	—	—	0	—
Feb 12, 2019 AMForm 4 →	Feb 14, 5:40 pm EST	Candace WoodsSenior Vice President	5,082	—	—	1,768	—
Feb 12, 2019 AMForm 4 →	Feb 14, 5:37 pm EST	Scott SleysterExecutive Vice President	61,131	—	—	12,211	—
Feb 12, 2019 AMForm 4 →	Feb 14, 5:36 pm EST	Nicholas C SilitchSenior Vice President	33,846	—	—	8,998	—
Feb 12, 2019 AForm 4 →	Feb 14, 5:35 pm EST	Timothy L SchmidtSenior Vice President	11,521	—	—	4,499	—
Feb 12, 2019 AMForm 4 →	Feb 14, 5:34 pm EST	Stephen PelletierExecutive Vice President	81,608	—	—	47,643	—
Feb 12, 2019 AMForm 4 →	Feb 14, 5:32 pm EST	Charles F LowreyCEO and Chairman Elect, Director	129,661	—	—	26,671	—
Feb 12, 2019 AMForm 4 →	Feb 14, 5:31 pm EST	Barbara KosterSenior Vice President	17,030	—	—	4,419	—
Feb 12, 2019 AMForm 4 →	Feb 14, 5:29 pm EST	Timothy P HarrisEVP and General Counsel	30,941	—	—	8,837	—
Feb 12, 2019 AMForm 4 →	Feb 14, 5:27 pm EST	Mark B GrierVice Chairman, Director	139,194	—	—	25,707	—
Feb 12, 2019 AMForm 4 →	Feb 14, 5:26 pm EST	Robert FalzonEVP and Vice Chairman	104,031	—	—	21,209	—
Feb 12, 2019 AMForm 4 →	Feb 14, 5:24 pm EST	Robert AxelSVP and Controller	7,839	—	—	2,250	—
Feb 12, 2019 AForm 4 →	Feb 14, 5:22 pm EST	Lucien AlziariExecutive Vice President	18,515	—	—	7,231	—
Feb 9, 2019 MForm 4 →	Feb 11, 3:43 pm EST	Candace WoodsSenior Vice President	1,663	—	—	0	—
Feb 9, 2019 MForm 4 →	Feb 11, 3:38 pm EST	Timothy L SchmidtSenior Vice President	8,658	—	—	0	—
Jan 18, 2019 IForm 4 →	Jan 23, 5:18 pm EST	Karl J KrapekDirector	5,686	$91.17	$518,393	22,001	—
Jan 9, 2019 MForm 4 →	Jan 11, 5:00 pm EST	John R Strangfeld Jr.Director	33,693	—	—	10,935	—
Jan 1, 2019 AForm 4 →	Jan 3, 2:45 pm EST	Karl J KrapekDirector	551	$81.55	$44,934	27,688	—
Jan 1, 2019 AForm 4 →	Jan 3, 2:42 pm EST	Thomas J Baltimore Jr.Director	703	$81.55	$57,330	36,304	—
Dec 13, 2018 AForm 4 →	Dec 17, 5:32 pm EST	Sandra PianaltoDirector	75	$82.74	$6,206	1,542	—
Dec 13, 2018 AForm 4 →	Dec 17, 5:16 pm EST	Scott SleysterExecutive Vice President	843	$82.74	$69,750	80,111	—
Dec 13, 2018 AForm 4 →	Dec 17, 5:00 pm EST	John R Strangfeld Jr.Director	469	$82.74	$38,805	44,628	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:54 pm EST	Stephen PelletierExecutive Vice President	359	$82.74	$29,704	34,166	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:48 pm EST	Michael TodmanDirector	79	$82.74	$6,536	1,542	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:45 pm EST	George PazDirector	79	$82.74	$6,536	1,542	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:44 pm EST	Peter R LighteDirector	79	$82.74	$6,536	1,542	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:41 pm EST	Gilbert F CasellasDirector	334	$82.74	$27,635	1,542	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:40 pm EST	Karl J KrapekDirector	520	$82.74	$43,025	1,542	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:36 pm EST	Douglas A ScovannerDirector	163	$82.74	$13,487	1,542	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:34 pm EST	Christine A PoonDirector	146	$82.74	$12,080	1,542	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:31 pm EST	Martina HundmejeanDirector	209	$82.74	$17,293	1,542	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:27 pm EST	Thomas J Baltimore Jr.Director	504	$82.74	$41,701	1,542	—
Nov 30, 2018 AForm 4 →	Dec 4, 12:56 pm EST	John R Strangfeld Jr.Chief Executive Officer, Director	112,028	—	—	30,760	—
Oct 1, 2018 AForm 4 →	Oct 2, 4:51 pm EDT	Karl J KrapekDirector	444	$101.32	$44,986	26,844	—
Oct 1, 2018 AForm 4 →	Oct 2, 4:49 pm EDT	Thomas J Baltimore Jr.Director	566	$101.32	$57,347	35,217	—
Sep 28, 2018 MForm 4 →	Oct 2, 4:48 pm EDT	Scott SleysterSenior Vice President	23,300	—	—	0	—
Sep 13, 2018 AForm 4 →	Sep 17, 2:18 pm EDT	John R Strangfeld Jr.Chief Executive Officer, Director	395	$97.08	$38,347	44,013	—
Sep 13, 2018 AForm 4 →	Sep 17, 2:16 pm EDT	Scott SleysterSenior Vice President	710	$97.08	$68,927	79,008	—
Sep 13, 2018 AForm 4 →	Sep 17, 2:14 pm EDT	Stephen PelletierExecutive Vice President	303	$97.08	$29,415	33,695	—
Sep 13, 2018 AForm 4 →	Sep 17, 2:12 pm EDT	Michael TodmanDirector	67	$97.08	$6,504	1,526	—
Sep 13, 2018 AForm 4 →	Sep 17, 2:10 pm EDT	Douglas A ScovannerDirector	139	$97.08	$13,494	1,526	—
Sep 13, 2018 AForm 4 →	Sep 17, 2:08 pm EDT	Christine A PoonDirector	124	$97.08	$12,038	1,526	—
Sep 13, 2018 AForm 4 →	Sep 17, 2:06 pm EDT	Sandra PianaltoDirector	63	$97.08	$6,116	1,526	—
Sep 13, 2018 AForm 4 →	Sep 17, 2:00 pm EDT	George PazDirector	67	$97.08	$6,504	1,526	—
Sep 13, 2018 AForm 4 →	Sep 17, 1:56 pm EDT	Peter R LighteDirector	67	$97.08	$6,504	1,526	—
Sep 13, 2018 AForm 4 →	Sep 17, 1:54 pm EDT	Karl J KrapekDirector	436	$97.08	$42,327	1,526	—
Sep 13, 2018 AForm 4 →	Sep 17, 1:52 pm EDT	Martina HundmejeanDirector	177	$97.08	$17,183	1,526	—
Sep 13, 2018 AForm 4 →	Sep 17, 1:49 pm EDT	Gilbert F CasellasDirector	283	$97.08	$27,474	1,526	—
Sep 13, 2018 AForm 4 →	Sep 17, 1:47 pm EDT	Thomas J Baltimore Jr.Director	420	$97.08	$40,774	1,526	—
Jul 1, 2018 AForm 4 →	Jul 2, 1:49 pm EDT	Thomas J Baltimore Jr.Director	613	$93.51	$57,322	34,333	—
Jul 1, 2018 AForm 4 →	Jul 2, 1:47 pm EDT	Karl J KrapekDirector	481	$93.51	$44,978	26,157	—
Jun 14, 2018 AForm 4 →	Jun 18, 4:24 pm EDT	Peter R LighteDirector	65	$98.75	$6,419	1,512	—
Jun 14, 2018 AForm 4 →	Jun 18, 4:22 pm EDT	Gilbert F CasellasDirector	275	$98.75	$27,156	29,022	—
Jun 14, 2018 AForm 4 →	Jun 18, 4:19 pm EDT	George PazDirector	65	$98.75	$6,419	1,512	—
Jun 14, 2018 AForm 4 →	Jun 18, 4:17 pm EDT	Martina HundmejeanDirector	172	$98.75	$16,985	1,512	—
Jun 14, 2018 AForm 4 →	Jun 18, 4:15 pm EDT	Sandra PianaltoDirector	61	$98.75	$6,024	1,512	—
Jun 14, 2018 AForm 4 →	Jun 18, 4:07 pm EDT	John R Strangfeld Jr.Chief Executive Officer, Director	384	$98.75	$37,920	43,599	—
Jun 14, 2018 AForm 4 →	Jun 18, 4:05 pm EDT	Karl J KrapekDirector	419	$98.75	$41,376	1,512	—
Jun 14, 2018 AForm 4 →	Jun 18, 4:03 pm EDT	Stephen PelletierExecutive Vice President	294	$98.75	$29,033	33,378	—
Jun 14, 2018 AForm 4 →	Jun 18, 4:01 pm EDT	Thomas J Baltimore Jr.Director	403	$98.75	$39,796	33,719	—
Jun 14, 2018 AForm 4 →	Jun 18, 3:56 pm EDT	Michael TodmanDirector	65	$98.75	$6,419	1,512	—
Jun 14, 2018 AForm 4 →	Jun 18, 3:53 pm EDT	Douglas A ScovannerDirector	134	$98.75	$13,233	1,512	—
Jun 14, 2018 AForm 4 →	Jun 18, 3:51 pm EDT	Scott SleysterSenior Vice President	690	$98.75	$68,138	78,265	—
Jun 14, 2018 AForm 4 →	Jun 18, 3:49 pm EDT	Christine A PoonDirector	120	$98.75	$11,850	1,512	—
May 8, 2018 AForm 4 →	May 10, 2:02 pm EDT	Karl J KrapekDirector	1,498	—	—	1,498	—
May 8, 2018 AForm 4 →	May 10, 2:00 pm EDT	Sandra PianaltoDirector	1,498	—	—	1,498	—
May 8, 2018 AForm 4 →	May 10, 1:57 pm EDT	Michael TodmanDirector	1,498	—	—	1,498	—
May 8, 2018 AMForm 4 →	May 10, 1:56 pm EDT	Christine A PoonDirector	2,929	—	—	1,498	—
May 8, 2018 AForm 4 →	May 10, 1:51 pm EDT	Douglas A ScovannerDirector	1,498	—	—	1,498	—
May 8, 2018 AForm 4 →	May 10, 12:42 pm EDT	Martina HundmejeanDirector	1,498	—	—	1,498	—
May 8, 2018 AForm 4 →	May 10, 12:40 pm EDT	George PazDirector	1,498	—	—	1,498	—
May 8, 2018 AMForm 4 →	May 10, 12:38 pm EDT	Gilbert F CasellasDirector	2,929	—	—	0	—
May 8, 2018 AForm 4 →	May 10, 12:35 pm EDT	Thomas J Baltimore Jr.Director	1,498	—	—	1,498	—
May 8, 2018 AForm 4 →	May 10, 12:00 pm EDT	Peter R LighteDirector	1,498	—	—	1,498	—
Apr 1, 2018 AForm 4 →	Apr 3, 12:14 pm EDT	Karl J KrapekDirector	434	$103.55	$44,941	24,013	—

Filed by this entity as an insider elsewhere — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jul 15, 2026 PForm 4 →	Jul 17, 1:20 pm EDT	TORTOISE ENERGY INFRASTRUCTURE CORPTYG	6,000,000	$10.00	$60,000,000	3,000,000	—
Nov 16, 2018 JForm 4 →	Nov 20, 4:28 pm EST	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.CBA	150	—	—	0	—	plan?
Oct 16, 2018 PForm 4 →	Oct 18, 3:35 pm EDT	TORTOISE MLP FUND, INC.NTG	48,880,000	$8,224,223.04	$402,000,022,000,000	—	—	plan?
Aug 6, 2018 JForm 4 →	Aug 8, 4:44 pm EDT	Kayne Anderson Energy Total Return Fund, Inc.KYE	3,488,257	$1.00	$3,488,257	—	—	plan?
Aug 6, 2018 JForm 4 →	Aug 8, 3:49 pm EDT	KAYNE ANDERSON ENERGY DEVELOPMENT COKED	1,000,000	$25.00	$25,000,000	0	—	plan?
Dec 13, 2017 PForm 4 →	Dec 14, 4:40 pm EST	TORTOISE MLP FUND, INC.NTG	33,600,000	$25,297,620.24	$850,000,040,000,000	—	—	plan?
Sep 25, 2017 PForm 4 →	Sep 26, 1:45 pm EDT	TORTOISE ENERGY INFRASTRUCTURE CORPTYG	25,000,000	$11,560,000.00	$289,000,000,000,000	—	—	plan?
Feb 24, 2016 JForm 4 →	Feb 26, 3:40 pm EST	ClearBridge Energy MLP Fund Inc.CEM	572	$103,085.76	$58,965,056	160	—	plan?
Feb 23, 2016 JForm 4 →	Feb 25, 4:59 pm EST	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.CBA	210	$103,137.18	$21,658,808	24	—	plan?
Feb 17, 2016 JForm 4 →	Feb 19, 2:53 pm EST	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.CBA	150	$103,067.05	$15,460,057	205	—	plan?
Dec 30, 2015 JForm 4 →	Jan 4, 2016, 4:33 pm EST	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.CBA	240	$102,490.00	$24,597,600	140	—	plan?

Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)

No reported derivative activity in this period.