SEC Form 4 · accession 0001127602-16-067393
PRUDENTIAL FINANCIAL INC · PRU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sharon C Taylor
Officer — Senior Vice President
Period of report
Nov 9, 2016
Accepted (ET)
Nov 16, 2016 · 3:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001137774
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 9, 2016 | G | 431 | $0.00 | D | 67,087 | D | |
| Common Stock | holding | — | — | — | 1,729 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Gift to a 501(c)(3) charitable foundation.
- F2Following the transactions reported on this Form 4, Ms. Taylor continues to hold 67,087 shares directly and 1,729 shares indirectly in a 401(k) account. Ms. Taylor also holds an additional 6,064 vested stock options, 38,449 unvested stock options and 18,296 target performance shares (the exact number awarded being dependent on achievement of performance goals).