SEC Form 5 · accession 0001127602-19-005049
PRUDENTIAL FINANCIAL INC · PRU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas A Scovanner
Director
Period of report
Dec 31, 2018
Accepted (ET)
Feb 11, 2019 · 3:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001137774
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 13, 2018 | G | 5,470 | $0.00 | D | 6,530 | D | |
| Common StockF1,F2 | Dec 13, 2018 | G | 5,470 | $0.00 | A | 5,470 | I | Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction involved a gift of securities by the reporting person to his spouse, who shares the reporting person's household.
- F2The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.