SEC Form 4 · accession 0001137774-16-000229
ClearBridge MLP & Midstream Fund Inc. · CEM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Feb 24, 2016
Accepted (ET)
Feb 26, 2016 · 3:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001488775
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series C Mandatory Redeemable Preferred StockF1,F2 | Feb 24, 2016 | J | 152 | $102,958.00 | D | 58 | I | By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P |
| Series D Mandatory Redeemable Preferred StockF1,F2 | Feb 24, 2016 | J | 420 | $103,132.00 | D | 160 | I | By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Share transfer to Issuer on 2/24/2016.
- F2Per Share Price includes accrued dividends and 2% premium.