SEC Form 4 · accession 0001127602-16-068295
PRUDENTIAL FINANCIAL INC · PRU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barbara Koster
Officer — Senior Vice President
Period of report
Nov 22, 2016
Accepted (ET)
Nov 23, 2016 · 12:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001137774
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 22, 2016 | I | 1,197 | $100.29 | D | 0 | I | By 401(k) |
| Common Stock | holding | — | — | — | 35,999 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Following the transactions reported on this Form 4, Ms. Koster continues to hold 35,999 shares directly. Ms. Koster also holds an additional 83,887 vested stock options, 28,419 unvested stock options, and 13,177 target performance shares (the exact number awarded being dependent on achievement of performance goals).