SEC Form 4 · accession 0001137774-17-000123
Tortoise Midstream Energy Fund, Inc. · NTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
PRUDENTIAL FINANCIAL INC
10% Owner
Period of report
Dec 13, 2017
Accepted (ET)
Dec 14, 2017 · 4:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001490286
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series E Mandatory Redeemable Preferred StockF1 | Dec 13, 2017 | P | 1,600,000 | $25.00 | A | — | I | By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P |
| 3.18% Senior Notes, Series N, due December 13, 2024F2 | Dec 13, 2017 | P | 29,000,000 | $29,000,000.00 | A | — | I | By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P |
| 3.18% Senior Notes, Series N, due December 13, 2024 | Dec 13, 2017 | P | 3,000,000 | $3,000,000.00 | A | — | I | By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Preferred stock owned directly by Prudential Retirement Insurance and Annuity Company, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
- F2These notes are owned directly by Prudential Retirement Insurance and Annuity Company, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.