SEC Form 4 · accession 0001137774-16-000225
CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. · CBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Feb 17, 2016
Accepted (ET)
Feb 19, 2016 · 2:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570318
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series C Mandatory Redeemable Preferred StockF1,F2 | Feb 17, 2016 | J | 41 | $103,014.00 | D | 99 | I | By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person |
| Series D Mandatory Redeemable Preferred StockF1,F2,F3 | Feb 17, 2016 | J | 24 | $103,087.00 | D | 56 | I | By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person |
| Series D Mandatory Redeemable Preferred StockF1,F2 | Feb 17, 2016 | J | 85 | $103,087.00 | D | 205 | I | By Prudential Legacy Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Per |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Share transfer to Issuer on 2/17/2016.
- F2Per Share Price includes accrued dividends and 2% premium.
- F3As grantor of the PICA Hartford Life & Annuity Comfort Trust.