SEC Form 4 · accession 0001137774-18-000084
Kayne Anderson Energy Total Return Fund, Inc. · KYE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Aug 6, 2018
Accepted (ET)
Aug 8, 2018 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001322652
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| 3.36% Series M Senior Unsecured Notes due 2021F1,F2 | Aug 6, 2018 | J | 2,428,571 | $1.00 | D | — | I | By The Gibraltar Life Insurance Co., Ltd, a wholly-owned subsidiary of the Reporting Perso |
| 3.36% Series M Senior Unsecured Notes due 2021F1,F2 | Aug 6, 2018 | J | 1,059,686 | $1.00 | D | — | I | By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1(1) Previous 10% Owner of Senior Notes of KYE; as of 08/06/2018, less than 10% Owner of Senior Notes of Kayne Anderson Midstream/Energy Fund, Inc. (ticker KME) due to merger described below.
- F2(2) Note transfer to KME due to KYE merger into KME on 08/06/2018.