SEC Form 4 · accession 0001137774-16-000136
CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. · CBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Dec 30, 2015
Accepted (ET)
Jan 4, 2016 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570318
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series C Mandatory Redeemable Preferred StockF1,F2 | Dec 30, 2015 | J | 185 | $102,490.00 | D | 0 | I | By The Gibraltar Life Insurance Co., Ltd., a wholly-owned subsidiary of the Reporting Person |
| Series C Mandatory Redeemable Preferred StockF1,F2,F3 | Dec 30, 2015 | J | 55 | $102,490.00 | D | 140 | I | By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Share transfer to Issuer on 12/30/2015.
- F2Per Share Price includes accrued dividends.
- F3The Prudential Insurance Company of America and Prudential Legacy Insurance Company of New Jersey, each a wholly-owned subsidiary of the Reporting Person, own 80 shares and 290 shares, respectively, of Series D Mandatory Redeemable Preferred Stock.