SEC Form 4 · accession 0001137774-18-000093
Tortoise Midstream Energy Fund, Inc. · NTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Oct 16, 2018
Accepted (ET)
Oct 18, 2018 · 3:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001490286
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series G Mandatory Redeemable Preferred StockF1 | Oct 16, 2018 | P | 880,000 | $25.00 | A | 880,000 | I | By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person |
| 3.79% Senior Notes, Series P, due October 16, 2023 | Oct 16, 2018 | P | 10,500,000 | $10,500,000.00 | A | — | I | By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person |
| 3.79% Senior Notes, Series P, due October 16, 2023 | Oct 16, 2018 | P | 9,500,000 | $9,500,000.00 | A | — | I | By The Prudential Life Insurance Company Ltd., a wholly-owned subsidiary of the Reporting Person |
| 3.97% Senior Notes, Series Q, due October 16, 2025 | Oct 16, 2018 | P | 7,500,000 | $7,500,000.00 | A | — | I | By Prudential Arizona Reinsurance Term Company, a wholly-owned subsidiary of the Reporting Person |
| 3.97% Senior Notes, Series Q, due October 16, 2025 | Oct 16, 2018 | P | 7,500,000 | $7,500,000.00 | A | — | I | By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person |
| 4.02% Senior Notes, Series R, due October 16, 2026 | Oct 16, 2018 | P | 8,000,000 | $8,000,000.00 | A | — | I | By Prudential Annuities Life Assurance Corporation |
| 4.02% Senior Notes, Series R, due October 16, 2026 | Oct 16, 2018 | P | 5,000,000 | $5,000,000.00 | A | — | I | By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Preferred stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.