SEC Form 4 · accession 0001127602-15-006764
PRUDENTIAL FINANCIAL INC · PRU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas C Silitch
Officer — Senior Vice President
Period of report
Feb 14, 2015
Accepted (ET)
Feb 18, 2015 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001137774
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 14, 2015 | M | 2,715 | $0.00 | A | 5,442 | D | |
| Common StockF2 | Feb 14, 2015 | F | 1,113 | $80.33 | D | 4,329 | D | |
| Common Stock | holding | — | — | — | 210 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2012 Restricted Stock UnitsF3,F4 | $0.00 | Feb 14, 2015 | M | 2,715 | D | — | — | Common Stock | 2,715 | 0 | D |
Explanation of responses
- F1Represents the vesting of previously awarded restricted stock units.
- F2Represents shares withheld for the payment of taxes when restricted shares vested.
- F3The Restricted Stock Units convert to common stock on a 1 to 1 basis.
- F4The Restricted Stock Units will vest on February 14, 2015.