SEC Form 4 · accession 0001127602-17-012417
PRUDENTIAL FINANCIAL INC · PRU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Sleyster
Officer — Senior Vice President
Period of report
Mar 16, 2017
Accepted (ET)
Mar 20, 2017 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001137774
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Compensation SharesF1,F2 | $0.00 | Mar 16, 2017 | A | 493 | A | — | — | Common Stock | 493 | 75,099 | D |
Explanation of responses
- F1Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis.
- F2Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant.