SEC Form 4 · accession 0001127602-15-020584

PRUDENTIAL FINANCIAL INC · PRU

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP & General Counsel

Period of report

Jun 10, 2015

Accepted (ET)

Jun 12, 2015 · 4:05 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001137774

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jun 10, 2015	M	29,824	$59.41	A	54,955	D
Common Stock^F1,F2	Jun 10, 2015	S	26,465	$90.00	D	28,490	D
Common Stock^F3	holding	—	—		—	1,578	I	By 401(k)

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
2012 Employee Stock Option (Right to Buy)^F4	$59.41	Jun 10, 2015	M	29,824	D	—	Feb 14, 2022	Common Stock	29,824	14,913	D

F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 11, 2014.
F2Following the transactions reported on this Form 4, Ms. Blount continues to hold 28,490 shares directly and 1,578 shares indirectly in a 401(k) account. Ms. Blount also holds an additional 77,467 vested stock options, 59,077 unvested stock options, and 24,572 target performance shares (the exact number awarded being dependent on achievement of performance goals).
F3Amount reported has been adjusted to include 50 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2014 and March 31, 2015 based on a plan statement dated March 31, 2015. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).
F4The options vest in three equal annual installments beginning on February 14, 2013.