SEC Form 4 · accession 0001127602-15-009324

PRUDENTIAL FINANCIAL INC · PRU

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Mar 1, 2015

Accepted (ET)

Mar 3, 2015 · 1:20 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001137774

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Mar 1, 2015	M	31	$80.85	A	32,408	D
Common Stock	Mar 1, 2015	D	31	$80.85	D	32,377	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Notional Shares - Optional^F2,F3	$0.00	Mar 1, 2015	M	31	D	—	—	Common Stock	31	2,732	D

F1Mandatory nondiscretionary transaction executed pursuant to the issuer's deferred compensation plan for non-employee directors.
F2Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.
F3Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.