Company · CIK 0001000045 · SIC 6153 — Short-Term Business Credit Institutions
NICHOLAS FINANCIAL INC · NICK
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 15, 2019 AForm 4 → | Feb 19, 9:14 am EST | Kelly M MalsonCFO | 1,803 | $10.43 | $18,799 | 31,340 | — | plan? |
| Feb 15, 2019 PForm 4 → | Feb 19, 9:14 am EST | Kelly M MalsonCFO | 1,803 | $14.43 | $26,011 | 29,537 | +6.50% | plan? |
| Jan 15, 2019 AForm 4 → | Jan 15, 5:56 pm EST | Kelly M MalsonCFO | 1,746 | — | — | 27,734 | — | plan? |
| Jan 15, 2019 PForm 4 → | Jan 15, 5:56 pm EST | Kelly M MalsonCFO | 1,746 | $10.77 | $18,796 | 25,988 | +7.20% | plan? |
| Dec 14, 2018 AForm 4 → | Dec 14, 5:52 pm EST | Kelly M MalsonCFO | 1,732 | — | — | 24,242 | — | plan? |
| Dec 14, 2018 PForm 4 → | Dec 14, 5:52 pm EST | Kelly M MalsonCFO | 1,732 | $10.85 | $18,800 | 22,510 | +8.34% | plan? |
| Nov 15, 2018 AForm 4 → | Nov 15, 4:55 pm EST | Kelly M MalsonCFO | 1,610 | — | — | 20,778 | — | plan? |
| Nov 15, 2018 PForm 4 → | Nov 15, 4:55 pm EST | Kelly M MalsonCFO | 1,610 | $11.67 | $18,789 | 19,168 | +9.17% | plan? |
| Oct 15, 2018 AForm 4 → | Oct 15, 5:12 pm EDT | Kelly M MalsonCFO | 1,569 | — | — | 17,558 | — | plan? |
| Oct 15, 2018 PForm 4 → | Oct 15, 5:12 pm EDT | Kelly M MalsonCFO | 1,569 | $11.98 | $18,797 | 15,989 | +10.9% | plan? |
| Sep 17, 2018 AForm 4 → | Sep 18, 9:43 am EDT | Kelly M MalsonCFO | 1,590 | — | — | 14,420 | — | plan? |
| Sep 17, 2018 PForm 4 → | Sep 18, 9:43 am EDT | Kelly M MalsonCFO | 1,590 | $11.82 | $18,797 | 12,830 | +14.1% | plan? |
| Aug 27, 2018 AForm 4 → | Aug 27, 4:21 pm EDT | Douglas W MarohnPresident & CEO, Director | 1,000 | — | — | 37,658 | — | plan? |
| Aug 27, 2018 PForm 4 → | Aug 27, 4:21 pm EDT | Douglas W MarohnPresident & CEO, Director | 1,000 | $11.50 | $11,500 | 36,658 | +2.80% | plan? |
| Aug 23, 2018 PForm 4 → | Aug 27, 6:24 pm EDT | Adam K Peterson +210% Owner | 5,887 | $11.13 | $65,542 | 1,593,605 | +0.37% | plan? |
| Aug 20, 2018 PForm 4 → | Aug 21, 5:45 pm EDT | Adam K Peterson +210% Owner | 5,480 | $10.90 | $59,750 | 1,587,718 | +0.35% | plan? |
| Aug 15, 2018 AForm 4 → | Aug 16, 9:13 am EDT | Douglas W MarohnPresident & CEO, Director | 250 | — | — | 35,658 | — | plan? |
| Aug 15, 2018 PForm 4 → | Aug 16, 9:13 am EDT | Douglas W MarohnPresident & CEO, Director | 250 | $10.83 | $2,708 | 35,408 | +0.71% | plan? |
| Aug 15, 2018 AForm 4 → | Aug 16, 8:59 am EDT | Kelly M MalsonCFO | 3,620 | — | — | 11,240 | — | plan? |
| Aug 15, 2018 PForm 4 → | Aug 16, 8:59 am EDT | Kelly M MalsonCFO | 3,620 | $10.83 | $39,205 | 7,620 | +90.5% | plan? |
| Aug 13, 2018 PForm 4 → | Aug 15, 5:58 pm EDT | Adam K Peterson +210% Owner | 18,970 | $10.72 | $203,451 | 1,582,238 | +1.21% | plan? |
| Aug 9, 2018 AForm 4 → | Aug 10, 4:44 pm EDT | Kelly M MalsonCFO | 2,000 | — | — | 4,000 | — | plan? |
| Aug 9, 2018 PForm 4 → | Aug 10, 4:44 pm EDT | Kelly M MalsonCFO | 2,000 | $10.90 | $21,800 | 2,000 | — | plan? |
| Aug 9, 2018 AForm 4 → | Aug 10, 4:29 pm EDT | Douglas W MarohnPresident & CEO, Director | 6,500 | — | — | 35,158 | — | plan? |
| Aug 9, 2018 PForm 4 → | Aug 10, 4:29 pm EDT | Douglas W MarohnPresident & CEO, Director | 6,500 | $10.98 | $71,395 | 34,658 | +23.1% | plan? |
| Aug 7, 2018 PForm 4 → | Aug 9, 7:07 pm EDT | Adam K Peterson +210% Owner | 37,229 | $10.36 | $385,774 | 1,563,268 | +2.44% | plan? |
| Jul 6, 2018 PForm 4 → | Jul 10, 7:47 pm EDT | Adam K Peterson +2Director, 10% Owner | 26,025 | $9.99 | $259,955 | 1,526,039 | +1.73% | plan? |
| Jun 29, 2018 PForm 4 → | Jul 2, 7:01 pm EDT | Adam K PetersonDirector, 10% Owner | 84,478 | $8.84 | $746,493 | 1,497,331 | +5.98% | plan? |
| Jun 29, 2018 AForm 4 → | Jul 2, 10:24 am EDT | Douglas W MarohnPresident and CEO, Director | 2,800 | — | — | 22,158 | — | plan? |
| Jun 29, 2018 PForm 4 → | Jul 2, 10:24 am EDT | Douglas W MarohnPresident and CEO, Director | 2,800 | $8.97 | $25,116 | 19,358 | +16.9% | plan? |
| Apr 24, 2018 MForm 4 → | Apr 27, 9:32 am EDT | Kevin Dean BatesSenior VP Branch Operations | 11,000 | $0.9864 | $10,850 | 56,536 | — | plan? late |
| Mar 19, 2018 MForm 4 → | Mar 20, 12:59 pm EDT | Kevin Dean BatesSenior VP Branch Operations | 3,300 | $3.60 | $11,880 | 45,536 | — | plan? |
| Mar 7, 2018 AForm 4 → | Mar 8, 9:44 am EST | Douglas W MarohnPresident & CEO, Director | 5,629 | — | — | 16,558 | — | plan? |
| Mar 7, 2018 PForm 4 → | Mar 8, 9:44 am EST | Douglas W MarohnPresident & CEO, Director | 5,629 | $9.00 | $50,661 | 10,929 | +106% | plan? |
| Feb 14, 2018 AForm 4 → | Feb 15, 4:41 pm EST | Douglas W MarohnPresident & CEO, Director | 2,650 | — | — | 5,300 | — | plan? |
| Feb 14, 2018 PForm 4 → | Feb 15, 4:41 pm EST | Douglas W MarohnPresident & CEO, Director | 2,650 | $9.07 | $24,036 | 2,650 | — | plan? |
| Oct 17, 2017 AForm 4 → | Oct 19, 4:37 pm EDT | Jeffrey C RoyalDirector | 2,024 | — | — | 2,024 | — | plan? |
| Sep 29, 2017 MForm 4 → | Oct 4, 5:25 pm EDT | Ralph FinkenbrinkFormer President and CEO | 46,700 | $3.52 | $164,291 | 150,798 | — | plan? late |
| Sep 7, 2017 AForm 4 → | Sep 19, 2:23 pm EDT | Jeremy Qinli ZhuDirector | 2,401 | — | — | 2,401 | — | plan? late |
| Sep 7, 2017 AForm 4 → | Sep 13, 3:23 pm EDT | Adam K PetersonDirector, 10% Owner | 2,401 | — | — | 2,683 | — | plan? late |
| Sep 7, 2017 AForm 4 → | Sep 13, 3:07 pm EDT | Scott FinkDirector | 504 | — | — | 9,500 | — | plan? late |
| Sep 7, 2017 AForm 4 → | Sep 13, 2:56 pm EDT | Robin HastingsDirector | 504 | — | — | 3,400 | — | plan? late |
| Aug 31, 2017 MForm 4 → | Sep 19, 9:04 am EDT | Ralph FinkenbrinkPresident and CEO | 11,000 | $6.58 | $72,380 | 104,098 | — | plan? late |
| Jul 26, 2017 AForm 4 → | Jul 28, 4:52 pm EDT | Adam K PetersonDirector, 10% Owner | 282 | $8.56 | $2,414 | 282 | — | plan? |
| Jun 22, 2017 AForm 4 → | Jul 11, 11:59 am EDT | Kevin Dean BatesSenior VP Branch Operations, Director | 8,344 | — | — | 42,236 | — | plan? late |
| Jun 22, 2017 AForm 4 → | Jul 11, 11:44 am EDT | Katie MacGillivaryChief Financial Officer | 6,135 | — | — | 25,894 | — | plan? late |
| Jun 21, 2017 PForm 4 → | Jun 22, 5:34 pm EDT | MAGNOLIA CAPITAL FUND, LP +210% Owner | 13,287 | $8.20 | $108,901 | 1,412,853 | +0.95% | plan? |
| Jun 19, 2017 PForm 4 → | Jun 20, 4:13 pm EDT | MAGNOLIA CAPITAL FUND, LP +210% Owner | 73,747 | $8.05 | $593,845 | 1,399,566 | +5.56% | plan? |
| May 23, 2017 PForm 4 → | May 24, 11:51 am EDT | MAGNOLIA CAPITAL FUND, LP +210% Owner | 4,800 | $8.72 | $41,856 | 1,325,819 | +0.36% | plan? |
| May 16, 2017 AForm 4/A → | Jul 11, 12:15 pm EDT | Ralph FinkenbrinkCEO & President, Director | 5,194 | — | — | 93,098 | — | plan? |
| May 16, 2017 AForm 4 → | May 30, 4:35 pm EDT | Katie MacGillivaryChief Financial Officer | 2,077 | — | — | 19,759 | — | plan? late |
| May 16, 2017 AForm 4 → | May 30, 4:21 pm EDT | Kevin Dean BatesSenior VP Branch Operations, Director | 2,825 | — | — | 33,892 | — | plan? late |
| May 16, 2017 AForm 4 → | May 30, 3:52 pm EDT | Ralph FinkenbrinkCEO & President, Director | 5,194 | — | — | 96,098 | — | plan? late amended |
| Mar 15, 2017 PForm 4 → | Mar 16, 12:44 pm EDT | MAGNOLIA CAPITAL FUND, LP +210% Owner | 7,420 | $10.54 | $78,238 | 1,321,019 | +0.56% | plan? |
| Mar 13, 2017 PForm 4 → | Mar 14, 5:17 pm EDT | MAGNOLIA CAPITAL FUND, LP +210% Owner | 41,475 | $10.38 | $430,404 | 1,313,599 | +3.26% | plan? |
| Mar 1, 2017 PForm 4 → | Mar 2, 5:55 pm EST | MAGNOLIA CAPITAL FUND, LP +210% Owner | 63,548 | $10.82 | $687,884 | 1,272,124 | +5.26% | plan? |
| Feb 21, 2017 PForm 4 → | Feb 22, 6:53 pm EST | MAGNOLIA CAPITAL FUND, LP +210% Owner | 13,530 | $11.28 | $152,618 | 1,208,576 | +1.13% | plan? |
| Feb 15, 2017 PForm 4 → | Feb 17, 6:12 pm EST | MAGNOLIA CAPITAL FUND, LP +210% Owner | 1,750 | $10.91 | $19,093 | 1,195,046 | +0.15% | plan? |
| Feb 9, 2017 PForm 4 → | Feb 10, 6:15 pm EST | MAGNOLIA CAPITAL FUND, LP +210% Owner | 19,196 | $10.92 | $209,644 | 1,193,296 | +1.63% | plan? |
| Feb 2, 2017 PForm 4 → | Feb 3, 5:29 pm EST | MAGNOLIA CAPITAL FUND, LP +210% Owner | 18,573 | $10.84 | $201,373 | 1,174,100 | +1.61% | plan? |
| Jan 30, 2017 PForm 4 → | Feb 1, 5:41 pm EST | MAGNOLIA CAPITAL FUND, LP +210% Owner | 20,716 | $10.93 | $226,424 | 1,155,527 | +1.83% | plan? |
| Jan 26, 2017 PForm 4 → | Jan 27, 5:46 pm EST | MAGNOLIA CAPITAL FUND, LP +210% Owner | 15,720 | $10.85 | $170,513 | 1,134,811 | +1.40% | plan? |
| Jan 20, 2017 PForm 4 → | Jan 23, 5:23 pm EST | MAGNOLIA CAPITAL FUND, LP +210% Owner | 30,528 | $11.17 | $340,887 | 1,119,091 | +2.80% | plan? |
| Jan 17, 2017 PForm 4 → | Jan 18, 6:12 pm EST | MAGNOLIA CAPITAL FUND, LP +210% Owner | 5,800 | $11.09 | $64,335 | 1,088,563 | +0.54% | plan? |
| Jan 11, 2017 PForm 4 → | Jan 12, 6:08 pm EST | MAGNOLIA CAPITAL FUND, LP +210% Owner | 102,155 | $11.75 | $1,200,377 | 1,082,763 | +10.4% | plan? |
| Jan 6, 2017 PForm 4 → | Jan 9, 4:20 pm EST | MAGNOLIA CAPITAL FUND, LP +210% Owner | 24,400 | $11.73 | $286,229 | 980,608 | +2.55% | plan? |
| Jan 5, 2017 PForm 4 → | Jan 5, 8:53 pm EST | MAGNOLIA CAPITAL FUND, LP +210% Owner | 28,000 | $11.85 | $331,845 | 956,208 | +3.02% | plan? |
| Sep 8, 2016 AForm 4 → | Oct 4, 4:43 pm EDT | Scott FinkDirector | 396 | — | — | 8,996 | — | plan? late |
| Sep 8, 2016 AForm 4 → | Oct 4, 1:58 pm EDT | Todd PfisterDirector | 1,889 | — | — | 2,262 | — | plan? late |
| Sep 8, 2016 AForm 4 → | Oct 4, 1:58 pm EDT | Robin HastingsDirector | 396 | — | — | 2,896 | — | plan? late |
| Jul 12, 2016 AForm 4 → | Jul 20, 5:29 pm EDT | Ralph FinkenbrinkPresident and CEO, Director | 11,704 | — | — | 87,904 | — | plan? late |
| Jul 12, 2016 AForm 4 → | Jul 20, 5:14 pm EDT | Kevin Dean BatesSenior VP Branch Operations, Director | 6,367 | — | — | 31,067 | — | plan? late |
| Jul 12, 2016 AForm 4 → | Jul 20, 4:55 pm EDT | Katie MacGillivaryCFO & VP | 4,682 | — | — | 17,682 | — | plan? late |
| Aug 13, 2015 AForm 4 → | Sep 29, 4:34 pm EDT | Scott FinkDirector | 2,500 | — | — | 8,600 | — | plan? late |
| Aug 13, 2015 AForm 4 → | Sep 29, 12:48 pm EDT | Robin HastingsDirector | 2,500 | — | — | 2,500 | — | plan? late |
| May 12, 2015 MForm 4 → | Jun 17, 4:12 pm EDT | Kevin Dean BatesSenior VP of Operations, Director | 1,650 | $9.41 | $15,530 | 24,700 | — | plan? late |
| Mar 19, 2015 DForm 4 → | May 14, 6:59 pm EDT | Ralph FinkenbrinkPresident and CEO, Director | 88,603 | $14.85 | $1,315,755 | 76,200 | — | plan? late |
| Mar 19, 2015 DForm 4 → | Apr 29, 5:41 pm EDT | Alton NealDirector | 22,862 | $14.85 | $339,501 | 2,988 | — | plan? late |
| Mar 19, 2015 SForm 4 → | Apr 22, 3:40 pm EDT | MAHAN FAMILY II, LLC10% Owner | 320,068 | $14.85 | $4,753,010 | 332,838 | −49.0% | plan? late |
| Mar 19, 2015 SForm 4 → | Apr 22, 3:37 pm EDT | MAHAN CHILDREN II, LLC10% Owner | 354,411 | $14.85 | $5,263,003 | 87,399 | −80.2% | plan? late |
| Mar 19, 2015 SForm 4 → | Apr 22, 3:34 pm EDT | Nancy Ernst10% Owner | 674,479 | $14.85 | $10,016,013 | 332,838 | −67.0% | plan? late |
| Mar 19, 2015 SForm 4 → | Apr 22, 3:33 pm EDT | Kenneth Ernst10% Owner | 674,479 | $14.85 | $10,016,013 | 332,838 | −67.0% | plan? late |
| Mar 19, 2015 SForm 4 → | Apr 22, 3:31 pm EDT | Gary Mahan10% Owner | 674,479 | $14.85 | $10,016,013 | 332,838 | −67.0% | plan? late |
| Mar 19, 2015 SForm 4 → | Apr 22, 3:29 pm EDT | Roger Mahan10% Owner | 745,362 | $14.85 | $11,068,626 | 9,117 | −98.8% | plan? late |
| Sep 5, 2013 SForm 4 → | May 14, 2015, 6:56 pm EDT | Scott FinkDirector | 3,041 | $15.93 | $48,443 | 6,100 | −33.3% | plan? late |
| Feb 9, 2010 PForm 4 → | May 14, 2015, 6:56 pm EDT | Scott FinkDirector | 5,000 | $7.84 | $39,200 | 9,141 | +121% | plan? late |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 24, 2018 MForm 4 → | Apr 27, 9:32 am EDT | Kevin Dean BatesSenior VP Branch Operations | 11,000 | — | — | 0 | — | late |
| Mar 19, 2018 MForm 4 → | Mar 20, 12:59 pm EDT | Kevin Dean BatesSenior VP Branch Operations | 3,300 | — | — | 0 | — | |
| Aug 13, 2015 AForm 4 → | Sep 29, 4:34 pm EDT | Scott FinkDirector | 5,000 | $12.95 | $64,750 | 5,000 | — | late |
| Aug 13, 2015 AForm 4 → | Sep 29, 12:48 pm EDT | Robin HastingsDirector | 5,000 | $12.95 | $64,750 | 5,000 | — | late |
| May 12, 2015 MForm 4 → | Jun 17, 4:12 pm EDT | Kevin Dean BatesSenior VP of Operations, Director | 1,650 | $9.41 | $15,530 | 0 | — | late |