SEC Form 4 · accession 0001000045-16-000006
NICHOLAS FINANCIAL INC · NICK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robin Hastings
Director
Period of report
Sep 8, 2016
Accepted (ET)
Oct 4, 2016 · 1:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000045
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 8, 2016 | A | 396 | $0.00 | A | 2,896 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $12.95 | holding | — | — | — | — | Aug 13, 2025 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1The option was granted on August 13, 2015. It vests in three equal annual installments and will be fully vested on August 13, 2018.