SEC Form 4 · accession 0001000045-17-000013
NICHOLAS FINANCIAL INC · NICK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ralph Finkenbrink
Officer — Former President and CEO
Period of report
Sep 29, 2017
Accepted (ET)
Oct 4, 2017 · 5:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000045
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 29, 2017 | M | 46,700 | $3.518 | A | 150,798 | D |
Table II — derivative securities
No Table II lines on this filing.