SEC Form 4 · accession 0001357521-18-000005
NICHOLAS FINANCIAL INC · NICK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kelly M Malson
Officer — CFO
Period of report
Aug 15, 2018
Accepted (ET)
Aug 16, 2018 · 8:59 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000045
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Aug 15, 2018 | P | 3,620 | $10.83 | A | 7,620 | D | |
| CommonF2 | Aug 15, 2018 | A | 3,620 | $0.00 | A | 11,240 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1represents the average purchase price
- F2These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 8/15/2018 was $11.03.