SEC Form 4 · accession 0001140361-15-016112
NICHOLAS FINANCIAL INC · NICK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
MAHAN FAMILY II, LLC
10% Owner
Period of report
Mar 19, 2015
Accepted (ET)
Apr 22, 2015 · 3:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000045
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 19, 2015 | S | 320,068 | $14.85 | D | 332,838 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1All share numbers reflect a 10% stock dividend paid on December 7, 2009.
- F2Mahan Family II, LLC is a successor in interest to Mahan Family, LLC, and such entity is identical in all material respects to its predecessor except that its state of organization is Florida rather than New Jersey.