SEC Form 4 · accession 0001000045-17-000010
NICHOLAS FINANCIAL INC · NICK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam K Peterson
Director · 10% Owner
Period of report
Sep 7, 2017
Accepted (ET)
Sep 13, 2017 · 3:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000045
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 7, 2017 | A | 2,401 | $0.00 | A | 2,683 | D | |
| Common Stock | holding | — | — | — | 1,412,853 | I | Directly owned by Magnolia Capital, LLC |
Table II — derivative securities
No Table II lines on this filing.