SEC Form 4 · accession 0001000045-17-000007
NICHOLAS FINANCIAL INC · NICK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam K Peterson
Director · 10% Owner
Period of report
Jul 26, 2017
Accepted (ET)
Jul 28, 2017 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000045
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 26, 2017 | A | 282 | $8.56 | A | 282 | D | |
| Common StockF2 | holding | — | — | — | 1,412,853 | I | Directly owned by Magnolia Capital, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares will vest on September 7, 2017.
- F2All of the indirect reported shares are directly owned by Magnolia Capital Fund, LP, of which The Magnolia Group LLC ("TMG") is the general partner and investment manager. Adam K. Peterson ("Mr. Peterson") is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the above listed indirect Common Stock of Nicholas Financial, Inc.